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ociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office vii.vw.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
xecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
xecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. EFTA00070614 If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
Entities connected to both Mikey Rufino and WASHINGTON - FINRA

Julie K. Brown
PERSONBerger
PERSONthe Securities and Exchange Commission
ORGANIZATIONBrown Brothers Harriman & Co.
ORGANIZATION
Clayton
LOCATIONChris Dilorio
PERSONJaney
PERSONSEC NY
ORGANIZATIONBBH AML
ORGANIZATIONNorberg
PERSONMckessy
ORGANIZATIONRichard Best
PERSONMr Berger
PERSONBobby Sollazzo
PERSONRobert A. Sollazzo
PERSONSollazzo
PERSONLourdes Caballes
PERSONMichael Rufino
PERSONMs Caballes
PERSONDick "
PERSON