6
Shared Docs
6
Same-Page
6 / 6
Mentions
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov I Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
xecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
xecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
ecutive Vice President Michael Rufino Announces Departure i FINRA.org FINRA Executive Vice President Michael Rufino Announces Departure FINRA.org WASHINGTON - FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting inv
Entities connected to both Michael Rufino and WASHINGTON - FINRA

Julie K. Brown
PERSONBerger
PERSONthe Securities and Exchange Commission
ORGANIZATIONBrown Brothers Harriman & Co.
ORGANIZATION
Clayton
LOCATIONChris Dilorio
PERSONJaney
PERSONSEC NY
ORGANIZATIONBBH AML
ORGANIZATIONNorberg
PERSONMckessy
ORGANIZATIONRichard Best
PERSONMr Berger
PERSONBobby Sollazzo
PERSONRobert A. Sollazzo
PERSONSollazzo
PERSONLourdes Caballes
PERSONMs Caballes
PERSONMikey Rufino
PERSONDick "
PERSON