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have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov I Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. viww sec g ov On November 19,2020 with ALL of
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. vAyw.sec.gov On November 19,2020 with ALL of
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00090363 July after more than 38 years of invaluable contributions. viww sec g ov On November 19,2
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00040403 July after more than 38 years of invaluable contributions. viww sec g ov On November 19,2
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. www.sec gov On November 19,2020 with ALL of t
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
fter 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more than 38 years of invaluable contributions. vAyw.sec.gov On November 19,2020 with ALL of
Entities connected to both Lourdes Caballes and Broker-Dealer Examination Program
Janey
PERSON
Julie K. Brown
PERSONBerger
PERSONthe Securities and Exchange Commission
ORGANIZATIONBrown Brothers Harriman & Co.
ORGANIZATION
Clayton
LOCATIONChris Dilorio
PERSONSEC NY
ORGANIZATIONBBH AML
ORGANIZATIONNorberg
PERSONMckessy
ORGANIZATIONRichard Best
PERSONMr Berger
PERSONBobby Sollazzo
PERSONRobert A. Sollazzo
PERSONSollazzo
PERSONMichael Rufino
PERSONMs Caballes
PERSONMikey Rufino
PERSONDick "
PERSON