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Document Mentions (6 shared documents)
2 mentions1 same-page
Page ?Same page
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov I Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov I Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
2 mentions1 same-page
Page ?Same page
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
2 mentions1 same-page
Page ?Same page
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
Sponsored
2 mentions1 same-page
Page ?Same page
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
2 mentions1 same-page
Page ?Same page
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
erg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
2 mentions1 same-page
Page ?Same page
have provided to Norberg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Ca
berg et al, the SDNY and others the SEC/Clayton announce the sudden replacements for Sollazzo who "retired" in July: SEC.gov i Lourdes Caballes and Michael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office SEC.gov I Lourdes Caballes and Michael
Sponsored
Mutual Connections (85)
Entities connected to both Lourdes Caballes and Michael Rufino
JA
Janey
PERSON6 w/ Lourdes·6 w/ Michael
Julie K. Brown
PERSON6 w/ Lourdes·6 w/ Michael
BE
Berger
PERSON6 w/ Lourdes·6 w/ Michael
the Securities and Exchange Commission
ORGANIZATION6 w/ Lourdes·6 w/ Michael
Brown Brothers Harriman & Co.
ORGANIZATION6 w/ Lourdes·6 w/ Michael
Clayton
LOCATION6 w/ Lourdes·6 w/ Michael
CD
Chris Dilorio
PERSON6 w/ Lourdes·6 w/ Michael
SEC NY
ORGANIZATION6 w/ Lourdes·6 w/ Michael
BBH AML
ORGANIZATION6 w/ Lourdes·6 w/ Michael
NO
Norberg
PERSON6 w/ Lourdes·6 w/ Michael
Mckessy
ORGANIZATION6 w/ Lourdes·6 w/ Michael
RB
Richard Best
PERSON6 w/ Lourdes·6 w/ Michael
MB
Mr Berger
PERSON6 w/ Lourdes·6 w/ Michael
BS
Bobby Sollazzo
PERSON6 w/ Lourdes·6 w/ Michael
RS
Robert A. Sollazzo
PERSON6 w/ Lourdes·6 w/ Michael
SO
Sollazzo
PERSON6 w/ Lourdes·6 w/ Michael
MC
Ms Caballes
PERSON6 w/ Lourdes·6 w/ Michael
MR
Mikey Rufino
PERSON6 w/ Lourdes·6 w/ Michael
D"
Dick "
PERSON6 w/ Lourdes·6 w/ Michael
RU
Rufino
PERSON6 w/ Lourdes·6 w/ Michael