Back to Network
6
Shared Docs
6
Same-Page
6 / 6
Mentions
Document Mentions (6 shared documents)
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00090363 J
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Sponsored
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00040403 J
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRAs Sales Practice Examination, Risk Monitoring a
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Sponsored
Mutual Connections (85)
Entities connected to both Robert A. Sollazzo and Rufino
JA
Janey
PERSON6 w/ Robert·6 w/ Rufino
Julie K. Brown
PERSON6 w/ Robert·6 w/ Rufino
BE
Berger
PERSON6 w/ Robert·6 w/ Rufino
the Securities and Exchange Commission
ORGANIZATION6 w/ Robert·6 w/ Rufino
Brown Brothers Harriman & Co.
ORGANIZATION6 w/ Robert·6 w/ Rufino
Clayton
LOCATION6 w/ Robert·6 w/ Rufino
CD
Chris Dilorio
PERSON6 w/ Robert·6 w/ Rufino
SEC NY
ORGANIZATION6 w/ Robert·6 w/ Rufino
BBH AML
ORGANIZATION6 w/ Robert·6 w/ Rufino
NO
Norberg
PERSON6 w/ Robert·6 w/ Rufino
Mckessy
ORGANIZATION6 w/ Robert·6 w/ Rufino
RB
Richard Best
PERSON6 w/ Robert·6 w/ Rufino
MB
Mr Berger
PERSON6 w/ Robert·6 w/ Rufino
BS
Bobby Sollazzo
PERSON6 w/ Robert·6 w/ Rufino
SO
Sollazzo
PERSON6 w/ Robert·6 w/ Rufino
LC
Lourdes Caballes
PERSON6 w/ Robert·6 w/ Rufino
MR
Michael Rufino
PERSON6 w/ Robert·6 w/ Rufino
MC
Ms Caballes
PERSON6 w/ Robert·6 w/ Rufino
MR
Mikey Rufino
PERSON6 w/ Robert·6 w/ Rufino
D"
Dick "
PERSON6 w/ Robert·6 w/ Rufino