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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office vii.vw.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
2 mentions1 same-page
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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00090363 J
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
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2 mentions1 same-page
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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00040403 J
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. EFTA00070614 If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
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Mutual Connections (85)
Entities connected to both Robert A. Sollazzo and Mikey Rufino
JA
Janey
PERSON6 w/ Robert·6 w/ Mikey
Julie K. Brown
PERSON6 w/ Robert·6 w/ Mikey
BE
Berger
PERSON6 w/ Robert·6 w/ Mikey
the Securities and Exchange Commission
ORGANIZATION6 w/ Robert·6 w/ Mikey
Brown Brothers Harriman & Co.
ORGANIZATION6 w/ Robert·6 w/ Mikey
Clayton
LOCATION6 w/ Robert·6 w/ Mikey
CD
Chris Dilorio
PERSON6 w/ Robert·6 w/ Mikey
SEC NY
ORGANIZATION6 w/ Robert·6 w/ Mikey
BBH AML
ORGANIZATION6 w/ Robert·6 w/ Mikey
NO
Norberg
PERSON6 w/ Robert·6 w/ Mikey
Mckessy
ORGANIZATION6 w/ Robert·6 w/ Mikey
RB
Richard Best
PERSON6 w/ Robert·6 w/ Mikey
MB
Mr Berger
PERSON6 w/ Robert·6 w/ Mikey
BS
Bobby Sollazzo
PERSON6 w/ Robert·6 w/ Mikey
SO
Sollazzo
PERSON6 w/ Robert·6 w/ Mikey
LC
Lourdes Caballes
PERSON6 w/ Robert·6 w/ Mikey
MR
Michael Rufino
PERSON6 w/ Robert·6 w/ Mikey
MC
Ms Caballes
PERSON6 w/ Robert·6 w/ Mikey
D"
Dick "
PERSON6 w/ Robert·6 w/ Mikey
RU
Rufino
PERSON6 w/ Robert·6 w/ Mikey