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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office vii.vw.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
2 mentions1 same-page
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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
chael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
2 mentions1 same-page
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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00090363 J
ichael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
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2 mentions1 same-page
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ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in EFTA00040403 J
ichael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
ichael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. EFTA00070614 If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 unti
2 mentions1 same-page
Page ?Same page
ov I Broker-Dealer Exam Program Leader Robert Sollazzo Retiring From SEC After 38 Years The Securities and Exchange Commission today announced that Robert A. Sollazzo, the longtime leader of the New York Regional Office's Broker-Dealer Examination Program, is planning to retire from the agency in July after more
chael Rufino Named Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his
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Mutual Connections (85)
Entities connected to both Robert A. Sollazzo and Ms Caballes
JA
Janey
PERSON6 w/ Robert·6 w/ Ms
Julie K. Brown
PERSON6 w/ Robert·6 w/ Ms
BE
Berger
PERSON6 w/ Robert·6 w/ Ms
the Securities and Exchange Commission
ORGANIZATION6 w/ Robert·6 w/ Ms
Brown Brothers Harriman & Co.
ORGANIZATION6 w/ Robert·6 w/ Ms
Clayton
LOCATION6 w/ Robert·6 w/ Ms
CD
Chris Dilorio
PERSON6 w/ Robert·6 w/ Ms
SEC NY
ORGANIZATION6 w/ Robert·6 w/ Ms
BBH AML
ORGANIZATION6 w/ Robert·6 w/ Ms
NO
Norberg
PERSON6 w/ Robert·6 w/ Ms
Mckessy
ORGANIZATION6 w/ Robert·6 w/ Ms
RB
Richard Best
PERSON6 w/ Robert·6 w/ Ms
MB
Mr Berger
PERSON6 w/ Robert·6 w/ Ms
BS
Bobby Sollazzo
PERSON6 w/ Robert·6 w/ Ms
SO
Sollazzo
PERSON6 w/ Robert·6 w/ Ms
LC
Lourdes Caballes
PERSON6 w/ Robert·6 w/ Ms
MR
Michael Rufino
PERSON6 w/ Robert·6 w/ Ms
MR
Mikey Rufino
PERSON6 w/ Robert·6 w/ Ms
D"
Dick "
PERSON6 w/ Robert·6 w/ Ms
RU
Rufino
PERSON6 w/ Robert·6 w/ Ms