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40 289 Week Over Week « OLE Object: Picture (Device Independent Bitmap) » Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management P rkw i 4 32256 Jacksonville, USA From: Rodrigo Quintero Sent: F
4. Ready for AML & Bus. Risk Approval 3 Rejected (with Front Office) 8 1 GAT 1 1. In Progress 1 Total 125 88 1 3 10 1 1 36 40 289 Week Over Week « OLE
oval' and just leave 'Completion' data to avoid having a too large graph) HR Client Rentediation Progress •r,IrmiF9/ FyF •c• Regards, Rodrigo Rodrigo Quintero Vice President rt . 7S, AY, ?"," Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400. 32256 Jacksonvil
3. Ready for Office Dir Approval/SMTH 2 2 4. Ready for AML & Bus. Risk Approval 5 5 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 8 4 1 3 16 LatAm 39 43 22 33 1. In Progress 22
Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 2256 Jacksonville, USA From: Rodrigo Quintero Sent: Friday, June 0
2 1 3 6 1. In Progress 32 11 17 60 2. Ready for Primary Officer Approval 3 3 3. Ready for Office Dir Approval/SMTH 1 1 2 4. Ready for AML & Bus. Risk Approval 3 3 5. Ready for Compliance Approval 1 1 Rejected (with Front Office) 1 1 2 MEA-NY 9 2 11 Not Yet Started 9 2 11 GAT
1 6 1. In Progress (with Daphne's Team) 1 1 Total 122 64 40 32 258 Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA From: Rodrigo
Daphne's Team) 48 25 9 25 107 2. Ready for Primary Officer Approval (FO) 7 7 3. Ready for Office Dir Approval/SMTH (MD) 1 1 4. Ready for AML & Bus. Risk Approval (ABR) 3 3 Rejected (with Case creator) 3 2 1 6 1. In Progress (with Daphne's Team) 1 1 Total 122 64 40 32 258 Regards
Entities connected to both Rodrigo Quintero and AML & Bus

Jacksonville
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
Rodrigo
PERSONEmily Craig
PERSONDaphne Cales
PERSONJanice Franklin
PERSONFront Office
ORGANIZATION
LatAm
LOCATIONMEA-NY
ORGANIZATION