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ricing. Best, Paul Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11.1" Floor, New York, NY 10019 (c) a ALPHA GROUP CAP I TAL From: Nadean Novogratz Sent: Thursday, July 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman >; Stewart 0ldfield Davide-A Sferrazza <- Subject: Follow-up Hi Paul,
From: Paul Barrett Sent: 7/26/2018 10:49:03 PM To: Nadean Novogratz CC: Subject: ; Stewart 0ldfield ; Xavier Avila ; Davide-A Sferrazza ; Devin Anderson Martin Zeman RE: Follow-up Thanks Nadean Will get the
From: Paul Barrett Sent: 7/26/2018 10:49:03 PM To: Nadean Novogratz CC: Subject: ; Stewart 0ldfield ; Xavier Avila ; Davide-A Sferrazza ; Devin Anderson Martin Zeman RE: Follow-up Thanks Nadean Will get the forms filled out and look at the pricing. Best, Paul Paul Barrett Alpha Group Capital L
From: Nadean Novogratz Sent: 9/18/2018 8:38:52 AM To: Martin Zeman • Xavier Avila ; Stewart Oldfield ; Davide-A Sferrazza Subject: FW: Follow-up Attachments: Opti
rom: Nadean Novogratz Sent: Thursday, July 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson Subject: Follow-up Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern F
From: Erik Lutkus Sent: 10/5/2018 2:55:23 PM To: Nadean Novogratz CC: Martin Zeman ; Stewart Oldfield ; Davide-A Sferrazza • Pengcong Lin Subject: RE: Southern Financial - Listed Deny Docs Xavier Avila Devi
adean Novogratz Sent: Friday, October 05, 2018 2:15 PM To: Erik Lutkus c Cc: Martin Zeman Stewart Oldfield a; Xavier Avila Davide-A Sferrazza ; Devin Anderson Subject: Southern Financial - Listed Deny Docs [I] Classification: For Internal use only Hi Erik, Please see attached the 2 listed derive does fo
From: Martin Zeman Sent: 9/18/2018 8:51:03 AM To: Nadean Novogratz Stewart Oldfield Subject: : Xavier Avila RE: Follow-up ; Davide-A Sferrazza Stewart and I have a call with him this morning to discuss a few id
rom: Nadean Novogratz Sent: Thursday, July 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson Subject: Follow-up Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern F
From: Nadean Novogratz Sent: 7/26/2018 5:01:05 PM To: Paul Barrett CC: Martin Zeman • Stewart Oldfield ; Xavier Avila ; Davide-A Sferrazza Devin Anderson Subject
From: Nadean Novogratz Sent: 7/26/2018 5:01:05 PM To: Paul Barrett CC: Martin Zeman • Stewart Oldfield ; Xavier Avila ; Davide-A Sferrazza Devin Anderson Subject: Follow-up Attachments: Options Execution Agreement (AUG15).pdf; Options Questionnaire (AUG15).pdf Hi Paul, Great to meet you over the p
From: Sent: To: CC: Nadean Novogratz 8/20/2018 2:31:05 PM Paul Barrett Martin Zeman S ' Xavier Avila ; Davide-A Sferrazza ; Devin Anderson Subject: RE: Follow-up Hi Paul, I ho
From: Sent: To: CC: Nadean Novogratz 8/20/2018 2:31:05 PM Paul Barrett Martin Zeman S ' Xavier Avila ; Davide-A Sferrazza ; Devin Anderson Subject: RE: Follow-up Hi Paul, I hope all is well. Below is our latest upside commentary. • Upside implieds have dripped lower with 1M buckets
Paul Paul Barrett Alpha Group Capital LLC 142 W Sim Street, 11th Floor, New York, NY 10019 a ALPHA GROUP CAP I TAL From: Nadean Novogratz Sent: Thursday, Juhr 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman Stewart Oldfield >; Xavier Avila Davide-A Sferrazza <d. Devin Anderso
ean Novogratz Sent: Thursday, Juhr 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman Stewart Oldfield >; Xavier Avila Davide-A Sferrazza <d. Devin Anderson Subject: Follow-up Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern F
From: Martin Zeman Sent: 9/18/2018 8:53:10 AM To: Nadean Novogratz Stewart Oldfield Subject: RE: Follow-up Sure I will call you. Xavier Avila I; Davide-A Sferrazza (davide- From: Nadean Novogratz Sent: Tuesday
rom: Nadean Novogratz Sent: Thursday, July 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson Subject: Follow-up Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern F
From: Nadean Novogratz Sent: 9/18/2018 8:51:59 AM To: Martin Zeman : Stewart Oldfield Subject: RE: Follow-up Xavier Avila Davide-A Sferrazza Perfect — thank you.
rom: Nadean Novogratz Sent: Thursday, July 26, 2018 5:01 PM To: Paul Barrett Cc: Martin Zeman; Stewart Oldfield; Xavier Avila; Davide-A Sferrazza; Devin Anderson Subject: Follow-up Hi Paul, Great to meet you over the phone today and discuss our derivatives offerings / market color. As mentioned, Southern F
hanks for your time on the call today. I am working on setting up a similar call for Tradelnvest which is being onboarded in GED now. Martin From: Nadean Novogratz Sent: Thursday, July 26, 2018 3:58 PM To: Stewart Oldfield < Davide-A Sferrazza < Cc: Erik Lutkus < >; Devin Anderson < Subject: Options Agreem
From: Martin Zeman Sent: 7/26/2018 4:15:52 PM To: Nadean Novo ratz I I • Stewart Oldfield • Davide-A Sferrazza CC: Erik Lutkus [ I; Devin Anderson Subject: RE: Options Agreement & Questionnaire [C] Attachments: N4G023804 LTA.PDF Classification: Confidential Nadean, ; Xavier Avila Please s
Entities connected to both Nadean Novogratz and Devin Anderson

Martha Stewart
PERSON
Stewart Oldfield
PERSON
Paul Barrett
PERSONDavide Sferrazza
PERSONXavier Avila
PERSONMartin Zeman
PERSON
Devin
PERSONErik Lutkus
PERSONALPHA GROUP
ORGANIZATION
Alan Dershowitz
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONAlan Brody
PERSONParkwood
ORGANIZATION