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. Ema From: Rodrigo Quintero Sent: Friday, August 11, 2017 4:21 PM To: Patrick Harris < Cc: Emil Crai: < >; Daphne Cales < Brash < Mehta < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffal
en Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All. Below is the Monday morning deliverable (as of 8/11/17). Let me know if you have any question. Su
rigo Quintero Sent: Monday, August 21, 2017 9:09 AM To: Patrick Harris < Cc: Emily Crai: < Mehta < >; Armen 1.>73 >; Daphne Cales Brash < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: RE: KYC HR Clients Remediation - Status (2/11/17) [II • ti2SP>7 • 5/3CM, • VIS/2017 • 51
le.t2M7 ▪ 7:21/2017 • 7/2S/2017 • 814a017 .1111.12017 • ITZI/2417 kaptenr ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 8/21/17). Let me know if you have any question. Su
7 StatZt17 ats...nr.Nar. • 112.117017 m$1251101.7 • • tellarra .D71 Daphne Cales Janice Franklin Armen Brash Sheffali Welch Vaishali-P ; Felipe Godard < anet Morales < a ivan ; Karen o en Subject: KYC HR Clients Remediation - Status (9/01/17) [II Classification: For Internal use only All, Sve
a ivan ; Karen o en Subject: KYC HR Clients Remediation - Status (9/01/17) [II Classification: For Internal use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning deliverable (as of 9/01/17). Let me know if you have any question. Summary Andrew CONFIDENTIAL - PUR
Sent: Monday, July 31, 2017 8:49 AM To: Patrick Harris < Cc: Emily Craig < Mehta <vaishali 779 >; Daphne Cales >; Armen Brash < inch db.conn; Felipe Godard < >; Janet Morales < Gallivan Subject: KYC HR Clients Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Fr
Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Franklin >; Sheffali Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of 7/28/17). Let me know if you have any question. Summary >; Vaishali-P >; Andrew CONFIDENTIAL -
Entities connected to both Felipe Godard and Nicholas Allen

Woody Allen
PERSON
Prince Andrew
PERSONSheffali Welch
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONRodrigo Quintero
PERSON
Jacksonville
LOCATIONDaphne Cales
PERSON
Janet Morales
PERSON
Michael Cohen
PERSONVaishali Mehta
PERSONSven-Otto Westphalen
PERSONJanice Franklin
PERSONPatrick Harris
PERSON
Rodrigo
PERSONKaren Cohen
PERSONEmily Craig
PERSON