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. Ema From: Rodrigo Quintero Sent: Friday, August 11, 2017 4:21 PM To: Patrick Harris < Cc: Emil Crai: < >; Daphne Cales < Brash < Mehta < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffal

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rigo Quintero Sent: Monday, August 21, 2017 9:09 AM To: Patrick Harris < Cc: Emily Crai: < Mehta < >; Armen 1.>73 >; Daphne Cales Brash < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: RE: KYC HR Clients Remediation - Status (2/11/17) [II • ti2SP>7 • 5/3CM, • VIS/2017 • 51

HR Client Remediation Progress s ;A; MtoreE straimed to Ac t,ld SucrnstW w f, on.r.`ece00; Regards, Rodrigo Rodrigo Quintero Vice President 202 4.22 102 Pi Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Er

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HR Client Remediation Prowess Storared to Pori Cric•00) Regards, Rodrigo II Rodrigo Quintero Vice President -n Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 256 Jacksonville. USA From: Rodrigo Quintero Sent: Saturday, S

SA From: Rodrigo Quintero Sent: Monday, August 07, 2017 8:36 AM To: Patrick Harris Cc: Emily Craig ; Daphne Cales Armen Bras Sheffali Welch ; Felipe Godard ; Sven-Otto Westphalen Janet Morales Nic 10 as Allen < a wan Subject: KYC HR Clients Remediation - Status (8/04/17) [I] Me to Classification: Fo

HR Client Remediation Progress r:”.; a,. L 4b, I1/4104a.mal Regards, Rodrigo 0 100 AV 306 400 SA:' 6A7 $A7 Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 2256 Jacksonville. USA From: Rodrigo Quintero Sent: Monday, August

Sent: Monday, July 31, 2017 8:49 AM To: Patrick Harris < Cc: Emily Craig < Mehta <vaishali 779 >; Daphne Cales >; Armen Brash < inch db.conn; Felipe Godard < >; Janet Morales < Gallivan Subject: KYC HR Clients Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Fr

FIR Client Remediation Progress rurt;041mve6 lit4paateei te Aux.); Susetted W RoiteeigelPO) Regards, Rodrigo Rodrigo Quintero Vice President Deutsche Bank Securities Inc Deutsche Bank Wealth Management 5022 Suite 400. 32256 Jacksonville. USA Tel Email From: Rodrigo Q