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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
2 mentions1 same-page
Page ?Same page
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
2 mentions1 same-page
Page ?Same page
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
Sponsored
2 mentions1 same-page
Page ?Same page
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
2 mentions1 same-page
Page ?Same page
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
Sponsored
Mutual Connections (77)
Entities connected to both Raymond James' and the "Volcker Rule
Puerto Rico
LOCATION41 w/ Raymond·5 w/ the
United Kingdom
LOCATION10 w/ Raymond·5 w/ the
European Union
ORGANIZATION10 w/ Raymond·5 w/ the
Glendower Capital
ORGANIZATION10 w/ Raymond·5 w/ the
the U.S. Investment Company Act
ORGANIZATION10 w/ Raymond·5 w/ the
Raymond James & Associates, Inc.
ORGANIZATION10 w/ Raymond·5 w/ the
Denmark
LOCATION10 w/ Raymond·5 w/ the
Glendower
LOCATION10 w/ Raymond·5 w/ the
Finland
LOCATION10 w/ Raymond·5 w/ the
Paul Volcker
PERSON5 w/ Raymond·6 w/ the
Northern Ireland
LOCATION5 w/ Raymond·5 w/ the
Marla Maples
PERSON5 w/ Raymond·5 w/ the
Croatia
LOCATION5 w/ Raymond·5 w/ the
Slovakia
LOCATION5 w/ Raymond·5 w/ the
Czech Republic
LOCATION5 w/ Raymond·5 w/ the
Malta
LOCATION5 w/ Raymond·5 w/ the
Luxembourg
LOCATION5 w/ Raymond·5 w/ the
Liechtenstein
LOCATION5 w/ Raymond·5 w/ the
Bulgaria
LOCATION5 w/ Raymond·5 w/ the
Calder
ORGANIZATION5 w/ Raymond·5 w/ the