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Document Mentions (5 shared documents)
2 mentions1 same-page
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Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
Sponsored
2 mentions1 same-page
Page ?Same page
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
2 mentions1 same-page
Page ?Same page
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
S while not accurately characterizing or while failing to adequately disclose the true nature and risks associated with these investments. Although Raymond James' ARS trade confirmations disclosed the risk that ARS auctions could fail and that Raymond James were not obliged to ensure their success, at the p
Sponsored
Mutual Connections (87)
Entities connected to both The Placement Fee and Raymond James'
Glendower
LOCATION59 w/ The·10 w/ Raymond
Puerto Rico
LOCATION5 w/ The·41 w/ Raymond
Access Fund
ORGANIZATION16 w/ The·18 w/ Raymond
Raymond James & Associates, Inc.
ORGANIZATION21 w/ The·10 w/ Raymond
iCapital Advisors
ORGANIZATION24 w/ The·5 w/ Raymond
United Kingdom
LOCATION9 w/ The·10 w/ Raymond
Glendower Capital
ORGANIZATION8 w/ The·10 w/ Raymond
the U.S. Investment Company Act
ORGANIZATION6 w/ The·10 w/ Raymond
United States
LOCATION10 w/ The·5 w/ Raymond
European Union
ORGANIZATION5 w/ The·10 w/ Raymond
Denmark
LOCATION5 w/ The·10 w/ Raymond
Finland
LOCATION5 w/ The·10 w/ Raymond
Institutional Capital Network, Inc.
ORGANIZATION8 w/ The·5 w/ Raymond
Keogh
ORGANIZATION8 w/ The·5 w/ Raymond
Cleary Gottlieb Steen & Hamilton LLP
ORGANIZATION8 w/ The·5 w/ Raymond
U.S. Internal Revenue Service
ORGANIZATION8 w/ The·5 w/ Raymond
Cayman Islands
LOCATION8 w/ The·5 w/ Raymond
Calder
ORGANIZATION8 w/ The·5 w/ Raymond
Marla Maples
PERSON8 w/ The·5 w/ Raymond
iCapital
ORGANIZATION8 w/ The·5 w/ Raymond