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7 DAL BAR RATEDCOMMUNICATIONS T %Ca L MICR SDNY_GM_00045551 OB-SDNY-00O8375 EFrA_00 I 56160 EFTA01288523 Deutsche Asset & Wealth Management P.O. Boa 1778, BaMimonx, MO 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cod Fixed Income (continued) Corporate Bonds (continued) SERVIC
RATEDCOMMUNICATIONS rxeiturmer SDNW_GM_00045561 DB-SDNY-0008385 EFTA_00156170 EFTA01288533 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Transactions by Type of Activity (continued) Process/ Settlement Date Activi Dew ion DNS, ' Bmt PrmaInvkan•Aptagenan Margit. tisear
LAMAR RATED COMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet h
OMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet hY 1011A T
2007 DALBAR RATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I
ATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I >arc's T
Deutsche Asset & Wealth Management P.O. Boa 1778, Babimare, MO 21203 Transactions by Type of Activity (continued) Protest/ Trade! Settlement Transaction Date Date Activity T Description Dra
ATW COMMUNICATIONS rxenurmer SCINCGM_00048195 DB-SDNY-00 11019 EFTA_00 158804 EFTA01290832 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Portfolio Holdings (continued) Mmotts or. tar G•ctp De.ticta Nom M. g. *A Calor 11) Pant Annw.)00tHoct tine tr .\ nY IOVA 1/1)),VA-.
ALBAR RATED COMMUMCATIONS rxciarnact SDNY_GM_00047015 DB-SDNY-0009839 EFTA_00157624 npranAL EFTA01289987 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MO21203 Dralsoo Rana Pnwale wean &Waren Weals teem,. 6 ,0“) Dettsch4 Mk Smolt. +t. mr..wart Ono. HI Pan Ya. Any_160. I ter Transacti
MUMCATIONS rxciarnact SDNY_GM_00047015 DB-SDNY-0009839 EFTA_00157624 npranAL EFTA01289987 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MO21203 Dralsoo Rana Pnwale wean &Waren Weals teem,. 6 ,0“) Dettsch4 Mk Smolt. +t. mr..wart Ono. HI Pan Ya. Any_160. I ter Transactions by Typ
Entities connected to both P.O. Boa 1778 and Babimore
the Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONLegal Department
ORGANIZATIONPershing
LOCATIONthe Options Clearing Corporation
ORGANIZATIONAccount Value
ORGANIZATIONClient Service Information
ORGANIZATIONPie Chart
ORGANIZATIONJersey City
LOCATIONBahimore
ORGANIZATION
Daniel Sabba
PERSON
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION