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REG DTD 17JOYS CLEI RD 1130 PC 2/1118 12/18118 FOREIGN SECURITY DIVIDEND 1000 MRS NINTENDO LTD ADR RD 09/28 PO 2/13111 1,867 64 USD RE-COVED NTDOY 12/27/18 FOREIGN BOND INTEREST 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35181 25 USD 539439AG4 TIER 1SECS ISINS US539439AG42 7.500%
ersey City, New Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Numbs, CONFIDO' 2:1C% Rated hottlent (my Year Since 2007 DALBAR RATIO COMMUNICATIONS (JIMA INCE Page 18 of 18 Cleanng through Penlivg 11Cniapronwil sobsidiary of The Melt a New Vat Mellon CaoporatIon (MY Mellon) Per Ihnx 11.C. m
dend Oplion: Cash CUSP 48576U116 07/12/18 25,000.000 18.6840 467,106.00 17.7800 444.500.00 .22,606.00 NINTENDO LTO ADR Security Identifier: NTDOY Dividend Oplion: Cash CUSIP:654445303 02/05/18 10,000.000 51.7910 517,906.00 42.6700 426,700 00 -91,206.00 5,027 26 1 17% Total Common St
17.760.16 -7,506 00 -132.61 -385.83 518.44 4518.44 58,491,562.37 206.026.40 5206,026.10 -103.206.00 Rated I 'eviler.? Even Yew Since 2007 DALBAR RATIO COMMUNICATIONS EXCIILLINCI 20.520.00 3.38% 57.000 OD $57,000.00 4,689.56 0.91% 6,200.00 18,600.00 24,800 00 $24,800.00 426% 426% $1,236,525.71 152,32
USD BRK A 39,390 00000000 02107/18 02105/18 PURCHASED NINTENDO LTD ADR UNSOLICITED ORDER ALLOCATED ORDER 10,000 000 51.7500 417,906 00 USD NTDOY YOUR BROKER ACTED AS AGENT 02113/18 02/09/18 SOLO M IRAGEN THERAPEUTICS INC COM UNSOLICITED ORDER -3.000.000 5.2500 15.623 63 USD MGEN ALLOC
.34 2.794.727.34 542.103 42 695% 35,904,920.00 -435.303.40 539,280.00 1.50% Accountialli= CONFIDOs L Rats Caotlient (very Year Since 2007 DALBAR RATIO COMMUNICATIONS ()tallMCC Page 7 of 3' Clewing laser Pesti% LLC. *Say asted sabsidlary a The MA attar Yeek Melee Catiostfon (SHY Mellon) Pert! mg Ilk...nests F
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ORGANIZATIONNFIDO
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PERSONTAXABLE
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PERSONJersey City
LOCATIONPie Chart
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ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
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Angela Merkel
PERSONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION