UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT 12121/18 12119/18 SOLD NINTENDO LTD ADR UNSOLICITED ORDER -10.000.000 33.4400 333.98915 USD NTDOY 12(2018 12(20/18 CORRECTED SELL EURO -796.815.200 1.1470 913.941.03 USD Total Securities Bought and Sold EURO 0.00 796,880 00 EUR Page 1

/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4

UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT 12121/18 12119/18 SOLD NINTENDO LTD ADR UNSOLICITED ORDER -10.000.000 33.4400 333.989.65 USD NTDOY 12(24/18 12(20/18 CORRECTED SELL EURO .796 815 200 1.1470 913.941.03 USD Total Securities Bought and Sold EURO 0.00 796.880 00 EUR Accou

/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4

/18 FOREIGN BOND INTEREST 251260N8 12117/18 CASH DIVIDEND RECBVED 3696048114 12118/18 12127/18 12/31/18 FOREIGN SECURITY DIVIDEND RECEIVED NTDOY FOREIGN BOND INTEREST 539439AG4 MONEY MARKET FUND INCOME RECEIVED PeR232045 Description 900000 DEUTSCHE BK AG N YBRH VAR 'SIN. US25126BN89 4

UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT 12121/18 12119/18 SOLD NINTENDO LTD ADR UNSOLICITED ORDER -10.000.000 33.4400 333.989.65 USD NTDOY 12(24/18 12(20/18 CORRECTED SELL EURO .796 815 200 1.1470 913.941.03 US0 Total Securities Bought and Sold EURO 0.00 796.880 00 EUR Accou

I I can you please call Dan-en 973-908-9233 to confirm the following trades for SFL LLC I) Sell 25,000 GE at the market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn FIBRK Associates Inc. New York NY 10022 tel f

Richard and Darren, You sold the following in the SRLC account: ; Stewart Oldfield I ) Sell 25,000 GE - sold at 7.59619 2) Sell 10,000 Nintendo (NTDOY) - sold at 33.44 3) Sell 11,200 Ubisoft Entertainment (UBSFF) — sold at 71.19 EUR Prepared on 12/19/2018 Source: Pershing NetX 360 Unofficial trad

Subject: SFL LLC can you please call Darren-to confirm the following trades for SFL LLC I) Sell 25,000 GE at the market 2) Sell 10,000 Nintendo (NTDOY) at the market 3) Sell 11,200 Ubisoft Entertainment (UBSFF) at the market thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th F

REG DTD 17JOYS CLEI RD 1130 PC 2/1118 12/18118 FOREIGN SECURITY DIVIDEND 1000 MRS NINTENDO LTD ADR RD 09/28 PO 2/13111 1,867 64 USD RE-COVED NTDOY 12/27/18 FOREIGN BOND INTEREST 103000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL 35181 25 USD 539439AG4 TIER 1SECS ISINS US539439AG42 7.500%

dend Oplion: Cash CUSP 48576U116 07/12/18 25,000.000 18.6840 467,106.00 17.7800 444.500.00 .22,606.00 NINTENDO LTO ADR Security Identifier: NTDOY Dividend Oplion: Cash CUSIP:654445303 02/05/18 10,000.000 51.7910 517,906.00 42.6700 426,700 00 -91,206.00 5,027 26 1 17% Total Common St

USD BRK A 39,390 00000000 02107/18 02105/18 PURCHASED NINTENDO LTD ADR UNSOLICITED ORDER ALLOCATED ORDER 10,000 000 51.7500 417,906 00 USD NTDOY YOUR BROKER ACTED AS AGENT 02113/18 02/09/18 SOLO M IRAGEN THERAPEUTICS INC COM UNSOLICITED ORDER -3.000.000 5.2500 15.623 63 USD MGEN ALLOC