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.00 05/12/14 179,522.71 1.80 32.477.29 COM RAINMAKER SYSTEMS RMKR 290.687 0.2499 72.64238 05/12/14 74,366.86 0.26 (1.724.18) INC COM RELM WIRELESS CORP. RWC 53.600 3.8399 205.818.64 05/13/14 174,392.78 3.25 31.425.86 COM RICEBRAN RIBT 52.600 7.19 378.194.00 05/12/14 290,044.76 5.51 8
8.64 05/13/14 174,392.78 3.25 31.425.86 COM RICEBRAN RIBT 52.600 7.19 378.194.00 05/12/14 290,044.76 5.51 88.149.24 TECHNOLOGIES COM TRANSGENOMIC INC TBIO 73.930 3.69 272201.70 05/12/14 298,358.60 4.04 (25.556.90) COM ZAZA ENERGY ZAZA 315.000 0.7001 220331.50 05/12/14 196,064.92 0.
19.659.17 4.18 4.451.83 SYSTEMS TEC COM RAINMAKER SYSTEMS RMKR 461.000 0.175 80.675.00 05/12/14 105.016.07 0.23 (24.341.07) INC COM RELM WIRELESS CORP. RWC 60.770 4.10 249.157.00 05/13/14 202.505.15 3.33 46.651.85 COM RICEBRAN RIBT 63,300 5.19 328.527.00 05/12/14 353.378.92 5.58 (24
.72 0.02 66.895.11 WORLDWIDE INC COM TORCHLIGHT ENERGY TRCH 37.400 3.78 141.372.00 06102/14 156.828.09 4.19 (15.456.09) RESOURCES COM TRANSGENOMIC INC TBIO 89,566 3.9399 352.881.08 05/12/14 356.530.15 3.98 (3.649.07) COM SDNY_GM_00011614 page 3 01 76 CONFIDENTIAL EFTA _00122265 EFTA012
08/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (37.384.88) 0.00 DEPOSIT ACCOUNT 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- 4.4801 3.130.00 3.130.00 COM Commission 6.00 Regulatory Fee 0.07 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS C
5 (261.74) (27,923.17) RDNT Aug 16 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.948 (795.60) (28,718.77) COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.6
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