Epstein Secrets

olio Summa Current Prior Period Estimated Investment Value Value Change Change Income Margin Loan ($40,921.55) $ • ($40,921.55) $ - Insrd Dep Acct Money Market Short Balance Stocks 2,714,051.10 2,714,051.10 800.00 Short Stocks Fixed Income Options 1,289,444.13 1,289,444.13 Short Opti

(1.139.61) (21,381.42) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 06/27/14 06/30/14 Margin Buy - Securities Purchased COWEN GROUP INC 250 0.30 (7.649.50) (29,030.92) GOWN Jan 17 15 5.0 C TO OPEN Commission 143.50 Regulatory Fee 6.00 page 08 o155 CONFIDENTIAL SDNY_GM_00

VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Margin Loan ($29,940.04) ($190.07) ($29,749.97) Insrd Dep Acct 5,059.03 (5,059.03) (100.0)% Money Market Short Balance Stocks 2,560,212.42 2,528,880.07 31,33235 1.2% Short Stocks Fixed Income Options

10.229.42 (9,868.16) 06/30/14 07/01/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.83 COWEN GROUP INC 50 0.25 (1.284.70) (11,152.86) 06/30/14 07/01/14 Margin Buy - Securities Purchased GOWN Jan 17 15 5.0 C TO OPEN Commission 33.50 Regula

8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash ($0.03) ($123.04) $123.01 Insrd Dep Acct 631,076.35 253,086.65 377,989.70 149.4% Money Market Short Balance Stocks 2,109,726/6 2,421,070.92 (311,344.16) (12.9)% Short Stocks Axe

11/07/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (30,730.17) 0.00 DEPOSIT ACCOUNT 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 64- 1.66 10,561.22 10,561.22 COWN Jan 17 15 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 1.78 11/12/14 11/13/14 Margin Sell - Securit