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compote our investigate,. SDNY_GM_00011510 SAITO 1501013 EFTA 110122161 EFTA01267640 1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/14 - 05/31/14 Statement for Account #
(1.139.61) (21,381.42) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 06/27/14 06/30/14 Margin Buy - Securities Purchased COWEN GROUP INC 250 0.30 (7.649.50) (29,030.92) GOWN Jan 17 15 5.0 C TO OPEN Commission 143.50 Regulatory Fee 6.00 page 08 o155 CONFIDENTIAL SDNY_GM_00
es Es 4 in Of SDNY_GM_00011611 ounctite0 m f ond rh: EFTA_00122262 EFTA01267741 1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/14 - 07/31/14 Statement for Account
10.229.42 (9,868.16) 06/30/14 07/01/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.83 COWEN GROUP INC 50 0.25 (1.284.70) (11,152.86) 06/30/14 07/01/14 Margin Buy - Securities Purchased GOWN Jan 17 15 5.0 C TO OPEN Commission 33.50 Regula
s toean:toto ourinvestgawn. ~TO 150 07na SDNY_GM_00011727 EFTA 00122378 EFTA01267857 1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 09/01/14 - 09/30/14 Statement for Account #
11/07/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (30,730.17) 0.00 DEPOSIT ACCOUNT 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 64- 1.66 10,561.22 10,561.22 COWN Jan 17 15 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 1.78 11/12/14 11/13/14 Margin Sell - Securit
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