3
Shared Docs
3
Same-Page
3 / 3
Mentions
compote our investigate,. SDNY_GM_00011510 SAITO 1501013 EFTA 110122161 EFTA01267640 1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/14 - 05/31/14 Statement for Account #
8.64 05/13/14 174,392.78 3.25 31.425.86 COM RICEBRAN RIBT 52.600 7.19 378.194.00 05/12/14 290,044.76 5.51 88.149.24 TECHNOLOGIES COM TRANSGENOMIC INC TBIO 73.930 3.69 272201.70 05/12/14 298,358.60 4.04 (25.556.90) COM ZAZA ENERGY ZAZA 315.000 0.7001 220331.50 05/12/14 196,064.92 0.
es Es 4 in Of SDNY_GM_00011611 ounctite0 m f ond rh: EFTA_00122262 EFTA01267741 1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/14 - 07/31/14 Statement for Account
.72 0.02 66.895.11 WORLDWIDE INC COM TORCHLIGHT ENERGY TRCH 37.400 3.78 141.372.00 06102/14 156.828.09 4.19 (15.456.09) RESOURCES COM TRANSGENOMIC INC TBIO 89,566 3.9399 352.881.08 05/12/14 356.530.15 3.98 (3.649.07) COM SDNY_GM_00011614 page 3 01 76 CONFIDENTIAL EFTA _00122265 EFTA012
s toean:toto ourinvestgawn. ~TO 150 07na SDNY_GM_00011727 EFTA 00122378 EFTA01267857 1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 09/01/14 - 09/30/14 Statement for Account #
5 (261.74) (27,923.17) RDNT Aug 16 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.948 (795.60) (28,718.77) COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.6
Entities connected to both AMERITRADE INC and TRANSGENOMIC INC
Insrd Dep Acct
ORGANIZATION
Jeffrey Epstein
PERSON
Denver
LOCATION
Omaha
LOCATION
TD Bank
ORGANIZATIONTO Bank USA
ORGANIZATIONTITAN ENERGY WORLDWIDE INC TEWI
ORGANIZATIONCOWEN GROUP
ORGANIZATION
Sally
PERSONLANTRONIX INC
ORGANIZATIONRELM WIRELESS CORP.
ORGANIZATIONTANKERS LTD
ORGANIZATION
Angela Merkel
PERSONFIFOI
ORGANIZATIONFletse
ORGANIZATIONAccount Prolectbn
ORGANIZATION
Doug Band
PERSONTD Amentade
ORGANIZATIONTD Ameritrade Clearing, Inc.
ORGANIZATION