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GLOBAL MKTS INC (ID: 674599-10-5) 334.000 95.39 (31,860.13) 2/18 2/21 Purchase OCCIDENTAL PETROLEUM CORP 6 96.0089 10,945.01 BROKERAGE 1.71 MORGAN STANLEY & CO. LLC (ID: 674599-10-5) 114000 96.024 (10,948.72) Total Settled Securities Purchased ($90.782.97) J.P.Morgan Page 13 of 13 Confidential Treatm
KERAGE 1.53 INSTINET (ID: 674599-10-5) 68.000 91.912 (6,250.00) 2/13 2/19 Purchase OCCIDENTAL PETROLEUM CORP e 91.545 3,020.99 BROKERAGE 0.50 LIQUIDNET INC (ID: 674599-10-6) 33.000 91.56 (3,021.49) 2/13 2/19 Purchase OCCIDENTAL PETROLEUM CORP 0 92.08 10,128.80 BROKERAGE 1.65 SJ LEVINSON & SONS LL
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chase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description BLACKROCK INC @ 189.9124 1,329.39 BROKERAGE 0.14 MORGAN STANLEY & CO. INCORPORATED (ID: 09247X-10-1) BLACKROCK INC @ 186.651 373.30 BROKERAGE 0.04 CITIGROUP GLOBAL MKTS INC (ID: 09247X-10-1) BLACKROCK INC @ 188.7638
.97 BROKERAGE 0.56 TAX &/OR SEC .03 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50-7) RAYTHEON CO @ 55.5108 277.55 BROKERAGE 0.10 TAX &/OR SEC .01 LIQUIDNET INC (ID: 755111-50-7) RAYTHEON CO @ 55.7554 724.82 BROKERAGE 0.26 TAX &/OR SEC .02 GOLDMAN SACHS & CO. (ID: 755111-50-7) Total Settled Sales/Maturiti
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CORP @ 95.3746 31,855.12 BROKERAGE 5.01 CITIGROUP GLOBAL MKTS INC (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @ 96.0089 10,945.01 BROKERAGE 1.71 MORGAN STANLEY & CO. LLC (ID: 674599-10-5) ($90,782.97) Page 13 of 13 114.000 96.024 (10,946 72) 334.000 95.39 (31,860 13) 68.000 33.000 110.000 91.912 91.5
OCCIDENTAL PETROLEUM CORP @ 91.8893 6,248.47 BROKERAGE 1.53 INSTINET (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @ 91.545 3,020.99 BROKERAGE 0.50 LIQUIDNET INC (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @ 92.08 10,128.80 BROKERAGE 1.65 S3 LEVINSON & SONS LLC (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @
Sponsored
2 mentions1 same-page
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y Per Unit Amount Market Cost Settle Date Settled Securities Purchased 16,5 10/11 Purchase BLACKROCK INC @ 189.9124 1,329.39 BROKERAGE 0.14 MORGAN STANLEY & CO. INCORPORATED (ID: 09247X-10-1) 189.933 (1,329.53) 7.000 10/5 10/11 Purchase BLACKROCK INC @ 186.651 373.30 BROKERAGE 0.04 CITIGROUP GLOBAL M
59 313.01 BROKERAGE 0.16 LIOUIDNET INC (ID: 18683K-10-1) 8.000 39.146 (313.17) 9/7 9/12 Purchase XILINX CORP ar 34.825 174.13 BROKERAGE 0.10 LIQUIDNET INC (ID: 983919-10-1) 5.000 34.846 (174.23) 9/7 9/12 Purchase CUFFS NATURAL RESOURCES INC 0 38.5795 270.06 BROKERAGE 0.14 IVY SECURITIES. INC. (
Sponsored
Mutual Connections (43)
Entities connected to both MORGAN STANLEY & CO. and LIQUIDNET INC
Ghislaine Maxwell
PERSON51 w/ MORGAN·20 w/ LIQUIDNET
JPMorgan Chase
ORGANIZATION23 w/ MORGAN·11 w/ LIQUIDNET
the Internal Revenue Service
ORGANIZATION23 w/ MORGAN·11 w/ LIQUIDNET
Nassau
LOCATION21 w/ MORGAN·11 w/ LIQUIDNET
Julie K. Brown
PERSON18 w/ MORGAN·13 w/ LIQUIDNET
JB
Jason Bell
PERSON19 w/ MORGAN·10 w/ LIQUIDNET
FIRST BOSTON LLC
ORGANIZATION9 w/ MORGAN·13 w/ LIQUIDNET
GOLDMAN SACHS & CO.
ORGANIZATION14 w/ MORGAN·7 w/ LIQUIDNET
JOHNSON & JOHNSON
ORGANIZATION7 w/ MORGAN·10 w/ LIQUIDNET
Paul Morris
PERSON9 w/ MORGAN·4 w/ LIQUIDNET
NEXTERA ENERGY INC
ORGANIZATION5 w/ MORGAN·8 w/ LIQUIDNET
JB
James Buckley
PERSON9 w/ MORGAN·4 w/ LIQUIDNET
JG
Jason Grosse
PERSON9 w/ MORGAN·4 w/ LIQUIDNET
GENERAL MILLS INC
ORGANIZATION5 w/ MORGAN·8 w/ LIQUIDNET
JEFFERIES & COMPANY
ORGANIZATION5 w/ MORGAN·8 w/ LIQUIDNET
CHEVRON CORP
ORGANIZATION6 w/ MORGAN·5 w/ LIQUIDNET
ALEX BROWN INC
ORGANIZATION2 w/ MORGAN·7 w/ LIQUIDNET
Newark
LOCATION5 w/ MORGAN·4 w/ LIQUIDNET
PERSHING & COMPANY
ORGANIZATION5 w/ MORGAN·4 w/ LIQUIDNET
Securities Investor Protection Corporation
ORGANIZATION5 w/ MORGAN·4 w/ LIQUIDNET