Epstein Secrets

D: 149123-10-1) CATERPILLAR INC @ 82.905 580.34 BROKERAGE 0.14 LIQUIDNET INC (ID: 149123-10-1) CATERPILLAR INC @ 82.7547 13,985.54 BROKERAGE 3.38 CREDIT SUISSE FIRST BOSTON LLC (ID: 149123-10-1) CATERPILLAR INC @ 82.7612 5,379.48 BROKERAGE 1.30 GOLDMAN SACHS & CO. (ID: 149123-10-1) 65.000 82.781 (5,380.78) ($37,322.20

YNCH EFTA01572923 PIERCE FENNER & SMIT (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 108.2592 5,629.48 BROKERAGE 1.04 TAX &/OR SEC .10 CREDIT SUISSE FIRST BOSTON LLC (ID: 539830-10-9) Total Settled Sales/Maturities/Redemptions $38,565.81 ($31,747.54) $3,706.08 L $3,112.19 S (138.000) (52.000) 108.174 108.

OR SEC .04 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 108.1962 14,931.08 BROKERAGE 2.76 TAX &/OR SEC .26 MERRILL LYNCH EFTA01572923 PIERCE FENNER & SMIT (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 108.2592 5,629.48 BROKERAGE 1.04 TAX &/OR SEC .10 CREDIT SUISSE FIRST BOSTON LLC (ID: 539830-10-9) Total

Method Description Settled Sales/MaturitlestRedemptlons 11/7 Sale RAYTHEON CO 0 55.2723 608.00 BROKERAGE 0.22 TM 11/13 High Cost 6/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111.50.7) (11.000) 55.252 807.77 (460.32) 147.45 L 1117 Sale RAYTHEON COO 55.3082 331.85 BROKERAGE 0.12 TAX 11/13 High Cost &JOR

LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) 1.000 69.37 (69.37) 10/31 Purchase STAPLES INC 0 11.507 138.08 BROKERAGE 0.24 115 CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2) 12.000 11.527 (138.32) ' 10/31 Purchase XILINX CORP 0 32.7468 32.75 BROKERAGE 0.02 11/5 GOLDMAN SACHS & CO. (ID: 983919-10-

1.14 (542.03) (140.89) S 12/3 12/6 Sale High Cost CUFFS NATURAL RESOURCES INC @ 28.5427 171.26 BROKERAGE 0.12 TAX SJOR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT 18683K-10-1) (6.000) 28.522 171.13 (23129) (60.16) 12/3 12/6 Sale High Cost CLIFFS NATURAL RESOURCES INC 0 28.6774 372.81 BROKERAGE 0.26

56.80) 1,812.45 V 1,158.81 S 7/1 7/5 Sale High Cost LOCKHEED MARTIN CORP@ 108.2592 5,629.48 BROKERAGE 1.04 TAX 8/OR SEC .10 CREDIT SUISSE FIRST BOSTON LLC (ID: 539830-10.9) (52.000) 108.237 5.62834 (3,734.71) 1,893.63 L Total Settled SalesiMaturitles,RedemptIons $38,565.81 ($31,747.54) $3,706.0

BROKERAGE 0.14 LIQUIDNET INC (ID: 149123-10-1) 82.926 (580.48) • 7.000 6/28 Purchase 7/3 CATERPILLAR INC 0 82.7547 13.985.54 BROKERAGE 3.38 CREDIT SUISSE FIRST BOSTON LLC (ID: 149123.10-1) 169.000 82.775 (13,988.92) • 7/1 Purchase 7/5 CATERPILLAR INC O 82.7612 6379.48 BROKERAGE 1.30 GOLDMAN SACHS & CO. (ID: 14

ED MARTIN CORP 104.1817 9,376.35 (90.000) 104.16 9,374.39 (8,550.55) 823.84 S 6/27 High Cost BROKERAGE 1.80 TAX 11/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: ca98-10-10-9) 6/24 Sale LOCKHEED MARTIN CORP 0 104.45 626.70 BROKERAGE (6.000) 104.428 626.57 (570.04) 56.53 S 6/27 High Cost 0.12 TA

29.57 (45.95) (18.38) 5* 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC a 29.1552 58.31 BROKERAGE 0.04 TAX 8/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 181153K-10-1) (2.000) 29.13 58.28 (91.90) (33.134) S' 11/29 12/4 Sale High Cost CLIFFS NATURAL RESOURCES INC 6 29.3504 557.88 BROKERA

7.54 (183.80) (68.29) S. 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC (g 29.8029 29.80 BROKERAGE 0.02 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18693K-10-0 (1.000) 29.57 29.57 (45.95) (18.38) 5* 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC a 29.1552 58.31 BROKERAGE 0.

1 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.1552 58.31 BROKERAGE 0.04 TAX &/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.3504 557.66 BROKERAGE 0.38 TAX &/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10-1) (19.000) 2

TAX &/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.6029 29.60 BROKERAGE 0.02 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.1552 58.31 BROKERAGE 0.04 TAX &/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 18683K-10-1) C