GHISLAINE MAXWELL- OAP FOG ACCT. For the Period 12/1/12 to 12/31/12 Type Settle Date Selection Method Description Quantity Per Unit Amount Amount Income 12/31 Div Domest ILLINOIS TOOL WORKS INC 0.38 PER SHARE (ID: 452308-10-9) 138.000 0.38 52.44 Total Income TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss ' Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain:Loss Settle Date Selection Method SeMed Sales/Maturities/Redemptions Sale High Cost Ma S. 11/28 12/3 CLIFFS NATURAL RESOURCES INC (g 29.2858 58.53 BROKERAGE 0.04 TAX 8/OR SEC .01 GOLDMAN SACHS & CO. (ID: 18883K-10-1) (2.000) 29.24 58.48 (91.90) 11/28 12/3 Sale High Cost CLIFFS NATURAL RESOURCES INC 6 29.4083117.83 BROKERAGE 0.08 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18883K-10-1) (4.000) 29.385 117.54 (183.80) (68.29) S. 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC (g 29.8029 29.80 BROKERAGE 0.02 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18693K-10-0 (1.000) 29.57 29.57 (45.95) (18.38) 5* 11/28 12/3 Sale High Cost CUFFS NATURAL RESOURCES INC a 29.1552 58.31 BROKERAGE 0.04 TAX 8/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 181153K-10-1) (2.000) 29.13 58.28 (91.90) (33.134) S' 11/29 12/4 Sale High Cost CLIFFS NATURAL RESOURCES INC 6 29.3504 557.88 BROKERAGE 0.38 TAX 8/OR SEC .01 JEFFERIES & COMPANY (ID: 18883K-10-1) (19.000) 29.33 557.27 (791.94) (234.87) S. 91.058.43 JP Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049846 SDNY_GM_00319044 EFTA01522325