Epstein Secrets

US Large Cap Equity $459,317.45 $435,852.56 $23,464.89 $7,716.86 $593.75 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP 1.68% 2,000.000 83,140.00 90,320.00 (7,180.00) 1,495.000 270,595.00 250,407.85 20,187.15 5

0.00 BROKERAGE 120.00 J.P. MORGAN SECURITIES LLC (ID: 90184L-10-2) Quantity 2,000.000 Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) $123,643.62 Quantity Cost Per Unit Amount (950.000) (122.44) PRINCIPAL Amou

IRMOVIPage 6 of 37 Consolidated Statement Page 9 EFTA01566886 GHISLAINE MAXWELL ACCT . For the Period 11/1/13 to 11/30/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL

0.00 BROKERAGE 120.00 J.P. MORGAN SECURITIES LLC (ID: 90184L-10-2) Quantity 2,000.000 Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) $123,643.62 Quantity Cost Per Unit Amount (950.000) (122.44) PRINCIPAL Amou

74.14 806857-10-8 SLB $58,320.07 $116,137.71 ($57,817.64) $240.98 $16.15 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 0.41% 113.000 8,377.82 9,524.04 (1,146.22) 124.30 1.48% 200.000 6,142.00 26,203.50 (20,0

ON - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL

8.84) 113.000 7,902.09 9,524.04 (1,621.95) 124.30 31.08 $240.98 $31.08 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP STANDARD CHARTERED PLC ORD U$ 0.50 ISIN GB0004082847 SEDOL 0408284 G84228-92-6 GBP Page 5 of 5

ON - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL

INE MAXWELL ACCT. For the Period 1/1/12 to 1/31/12 Price Non-US Equity QBE INSURANCE GROUP LTD ISIN AU000000QBE9 SEDOL 6715740 Q78063-91-6 AUD RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP RSA INSURANCE GROUP PLC ISIN GB0006616899 SEDOL 0661689 G8566X-91-9 GBP SANOFI ISIN FR00001205

/9 1/4 1/9 1/4 1/9 Description TRANSFER FROM SANFORD BERNSTEIN TRANSFER FROM SANFORD BERNSTEIN SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 VALUE 01/27/12 (ID: OHKDPR-AA-4) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) TRANSFER

Div. Yield Non-US Equity OBE INSURANCE GROUP LTD ISIN AU0000030BE9 SEDOL 6715740 078063-914 AUD 12.18 400.000 4,871.65 7,237.30 (2,365.65) RIO TINTO PLC MIN GB0007188757 SEDOL 0718875 766994-90.9 GBP 60.04 191.000 11,468.56 12,95400 (1,485.44) RSA INSURANCE GROUP PLC GIN GB0006616899 SEDOL 06

131.20 1/26 Misc Receipt TRANSFER FROM SANFORD BERNSTEIN 3,601,249.61 1/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (2.400.000) HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 (309.23) VALUE 01/27/12 (ID: OHKDPR-AA-4) 308.96 1/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.4921

DOL (23,800.000) 1.819 43,296.94 (48,596.10) (5,299.16) L 3/23 High Cost 0661689 (ID: G8566X-91.9) 1.148 27243.63 (30.035.60) 3/20 Sale RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (191.000) 54.847 10,475.76 (12,954.00) (2,478.24) S 3/23 High Cost (ID: 766994-90-9) 34.615 6.591.64 (7.97

EAL 03/23/12 VALUE 03/27/12 (ID: OGBPPRAA-9) (226,311.800) (360,424.50) 358,568.42 3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHXDPR•AA-4) (111,932.420) (14,418.61) 14,404.42 3/27 Spot FX SPOT CURRENCY TRANSACTION - S

P HDG-DB ISIN 187.898 2.808 527.55 LU0222772518 @ 1.7703 PER SHARE CONV. ei*CONV 1.77 332.64 RATE" (ID: (313289-92-4) 4/18 Foreign Dividend RIO TINTO PLC (SIN GB0007188757 SEDOL 0718875 @ 191.000 1.021 195.04 0.637000 PER SHARE (ID: 766994-90-9) 0.637 121.67 4/18 FGN Tax Withheld RIO TINTO PLC

ection Method Local Value Local Value Local Value 3/27 Spot FX SPOT CURRENCY TRANSACTION • SELL BUY USD SELL 14.404.420 (14.404.42) (14.19) HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 (111.932.42) VALUE 03/27/12 (ID: OHKDPR-AA-4) 4/27 Foreign Dividend SUN HUNG KAI PROPERTIES ISIN HK0016000132 SED

77 57,716.86 2.12% 322.58 US Small/Mid Cap Equity GERON CORP ass 3,000.000 11,850.00 18,129.32 (6,279.32) 374163-10-3 GERN Non-US Equity RIO TINTO PLC 50.74 3.000 15221 212.23 (60.02) !SIN G80007188757 SEDOL 0718875 766994.90-9 BP J.P.Morgan Page 6 of 31 SB1062192-F1 6323 EFTA01668195

t Per Unit PRINCIPAL INCOME Amount Amount Amount Settle Date Selection Method 11/26 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) (950.000) (122.44) 122.40 Total Inflows & Outflows TRADE ACTIVITY $123,643.62