Per Una PRINCIPAL INCOME Amount Amount Amount Settle Date Z II3i:tction Method 11126 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID (950.000) (122.44) 122.40 Total Inflows 8. Outflows TRADE ACTIVITY 6123,643.62 Trade Date

Amount USD Currency Quantity Local Value Local Value Local Value Gain/Loss USD 11/26 Spot FX SPOT CURRENCY TRANSACTION • SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: 0HKDPR-AA-4) J.P.Morgan 122.400 (122.40) (950.00) Account Page 2/. of 31 Consolidated Stat

31.20 1/26 Mitre Receipt TRANSFER FROM SANFORD BERNSTEIN 3,601,249.61 1/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (2,400.000) HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 (33123) VALUE 01/27/12 (ID: OHKDPRAA-4) 30816 1/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188

8859927 @ 2.40 PER SHARE (ID: Y82594-12-1) 2 40 2.400 00 1/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 308 960 (308 96) (0.27) HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 (2.400 00) VALUE 01127/12 (ID: 0HKDPR-AA-4) Total Inflows & Outflows $0.27 (10.27) JP Morgan Page 36 of 50 Con

EAL 03/23/12 (360,424.50) VALUE 03/27/12 (ID: 0GBPPR-AA-9) 3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (111,932.420) 14,404.42 HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 (14,418.61) VALUE 03/27/12 (ID: 0HKDPR-AA-4) 3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (4,117,5

ection Method Local Value Local Value Local Value 3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 14 404 420 (14,404.42) (14.19) HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 (111,932.42) VALUE 03/27/12 (ID: OHKDPR-AA-4) Foreign Dividend SUN HUNG MI PROPERTIES ISIN HK0016000132 SEDOL 1.0

r Unit PRINCIPAL INCOME Amount Amount Amount Settle Date Selection Method Cost 11/26 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11126/13 (ID: OHXDPRAA-4) (950.000) (122.44) 122.40 Total Inflows & Outflows TRADE ACTIVITY 6123,643.62

Amount USD Currency Quantity Local Value Local Value Local Value Gain/Lose USD 11/26 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761300000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR.A44) JP Morgan 122.400 (122.40) (950 00) (0.04) Page 27 of 37 Confidential Treatmen

0.00 BROKERAGE 120.00 J.P. MORGAN SECURITIES LLC (ID: 90184L-10-2) Quantity 2,000.000 Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) $123,643.62 Quantity Cost Per Unit Amount (950.000) (122.44) PRINCIPAL Amou

131.20 1/26 Misc Receipt TRANSFER FROM SANFORD BERNSTEIN 3,601,249.61 1/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (2.400.000) HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 (309.23) VALUE 01/27/12 (ID: OHKDPR-AA-4) 308.96 1/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.4921

EAL 03/23/12 VALUE 03/27/12 (ID: OGBPPRAA-9) (226,311.800) (360,424.50) 358,568.42 3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHXDPR•AA-4) (111,932.420) (14,418.61) 14,404.42 3/27 Spot FX SPOT CURRENCY TRANSACTION - S

ection Method Local Value Local Value Local Value 3/27 Spot FX SPOT CURRENCY TRANSACTION • SELL BUY USD SELL 14.404.420 (14.404.42) (14.19) HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 (111.932.42) VALUE 03/27/12 (ID: OHKDPR-AA-4) 4/27 Foreign Dividend SUN HUNG KAI PROPERTIES ISIN HK0016000132 SED

t Per Unit PRINCIPAL INCOME Amount Amount Amount Settle Date Selection Method 11/26 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) (950.000) (122.44) 122.40 Total Inflows & Outflows TRADE ACTIVITY $123,643.62

0.00 BROKERAGE 120.00 J.P. MORGAN SECURITIES LLC (ID: 90184L-10-2) Quantity 2,000.000 Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) $123,643.62 Quantity Cost Per Unit Amount (950.000) (122.44) PRINCIPAL Amou

ON - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL

ON - SELL BUY USD SELL GBP EXCHANGE RATE 1.584400000 DEAL 03/23/12 VALUE 03/27/12 (ID: OGBPPR-AA-9) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.770700000 DEAL 03/23/12 VALUE 03/27/12 (ID: OHKDPR-AA-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL JPY EXCHANGE RATE 82.280000000 DEAL

/9 1/4 1/9 1/4 1/9 Description TRANSFER FROM SANFORD BERNSTEIN TRANSFER FROM SANFORD BERNSTEIN SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.768100000 DEAL 01/24/12 VALUE 01/27/12 (ID: OHKDPR-AA-4) CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) TRANSFER