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A G ADR TAX WITHHELD SWITZERLAND 15.00% (ID: 66987V-10-9) NOVARTIS A G ADR .005 DSC FEE FOR 04/05/2013 PAYMEN T AS OF 04/05/13 (ID: 66987V-10-9) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: 37733W-10-5) TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID
PM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/
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urchase Purchase Description GDF SUEZ SPONS ADR @ 20.6977 14,902.34 BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 56.8686 32,415.10 BROKERAGE 22.80 ESI S
PM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/
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(ID: 204409-60-1) DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity 1,280.000 350.000 1,130.000 200.000 320.000 400.000 340.000 890.00
PM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/
Sponsored
2 mentions1 same-page
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,882.97 AS OF 01/01/14 TOTAL SA SPONS ADR @ 0.805619 PER SHARE (ID: 89151E-10-9) TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 89151E-10-9) GLAXOSMITHKLINE PLC SPONS ADR @ 0.616094 PER SHARE (ID: 37733W-10-5) ROCHE HOLDINGS LTD SPONS ADR ADR FEE TO HOLDERS OF RECORD DATE 11/18/13 (ID: 771195-10-4) Fees & Commissio
3 0.63% Account Page 11 of 30 Consolidated Statement Page 14 EFTA01567270 ACCT. LL For the Period 1/1/14 to 1/31/14 Price US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/
Sponsored
Mutual Connections (65)
Entities connected to both GLAXOSMITHKLINE PLC SPONS ADR and HSBC FINANCE CORP
Ghislaine Maxwell
PERSON17 w/ GLAXOSMITHKLINE·73 w/ HSBC
JPMorgan Chase
ORGANIZATION14 w/ GLAXOSMITHKLINE·46 w/ HSBC
Bank of America
ORGANIZATION5 w/ GLAXOSMITHKLINE·54 w/ HSBC
JB
Jason Bell
PERSON14 w/ GLAXOSMITHKLINE·37 w/ HSBC
CITIGROUP CAPITAL XIII
ORGANIZATION6 w/ GLAXOSMITHKLINE·43 w/ HSBC
RIO TINTO PLC
ORGANIZATION6 w/ GLAXOSMITHKLINE·39 w/ HSBC
the Internal Revenue Service
ORGANIZATION8 w/ GLAXOSMITHKLINE·33 w/ HSBC
Nassau
LOCATION9 w/ GLAXOSMITHKLINE·25 w/ HSBC
INTER AMERICAN DEVELOPMENT
ORGANIZATION4 w/ GLAXOSMITHKLINE·30 w/ HSBC
SPDR GOLD TRUST
ORGANIZATION5 w/ GLAXOSMITHKLINE·25 w/ HSBC
JPMorgan Fund
ORGANIZATION2 w/ GLAXOSMITHKLINE·28 w/ HSBC
MA ST HLTH & EDUCTNL FACS AUTH
ORGANIZATION2 w/ GLAXOSMITHKLINE·26 w/ HSBC
Securities Investor Protection Corporation
ORGANIZATION2 w/ GLAXOSMITHKLINE·26 w/ HSBC
SCHLUMBERGER LTD
ORGANIZATION5 w/ GLAXOSMITHKLINE·23 w/ HSBC
Newark
LOCATION4 w/ GLAXOSMITHKLINE·22 w/ HSBC
GDF SUEZ
ORGANIZATION11 w/ GLAXOSMITHKLINE·14 w/ HSBC
SANOFI
ORGANIZATION12 w/ GLAXOSMITHKLINE·13 w/ HSBC
VODAFONE GROUP PLC
ORGANIZATION11 w/ GLAXOSMITHKLINE·13 w/ HSBC
GENERAL MOTORS CO
ORGANIZATION3 w/ GLAXOSMITHKLINE·20 w/ HSBC
JB
James Buckley
PERSON10 w/ GLAXOSMITHKLINE·13 w/ HSBC