Epstein Secrets

.00 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURITIES COMPANY (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR @ 22.9474 11,244.23 BROKERAGE 19.60 ESI SECURITIES COMPANY (ID: 05523R-10-7) BAYER A G SPONS ADR @ 101.72 9,663.40 BROKERAGE 3.80 ESI SECURITIES

ount Page 6 of 32 Consolidated Statement Page 9 EFTA01565565 GHISLAINE MAXWELL ACCT. For the Period 4/1/13 to 4/30/13 Price Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total

s FGN Tax Withheld Description DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 @ .03% RATE ON AVG COLLECTED BALANCE OF $44,097.99 AS OF 12/01/13 BAE SYSTEMS PLC SPONS ADR @ 0.522976 PER SHARE (ID: 05523R-10-7) BAE SYSTEMS PLC SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 05523R-10-7) UNILEVER N V @ 0.3678 PER SHA

71 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Price Non-US Equity RIO TINTO PLC ISIN SEDOL 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD COUNTRYWIDE CAPITAL V 7% PFD 3PM CHASE CAPITAL XXIX 6.7% PFD Total Preferred Stocks 25.32 2,500.000 63,300.00 $442,270.00 62,50

.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECURITIES COMPANY (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR @ 22.12 24,995.60 BROKERAGE 45.20 ESI SECURITIES COMPANY (ID: 05523R-10-7) BAYER A G SPONS ADR @ 99.52 19,904.00 BROKERAGE 8.00 ESI SECURITIES CO

ount Page 6 of 29 Consolidated Statement Page 9 EFTA01565207 GHISLAINE MAXWELL ACCT. For the Period 2/1/13 to 2/28/13 Price Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total

ase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) EFTA01565096 BAYER A G SPONS ADR (ID: 072730-30-2) BHP LTD SPONS ADR (ID: 088606-10-8) BOC HONG KONG HOLDINGS LTD SPONS ADR (

ELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total

@ .01% RATE ON AVG COLLECTED BALANCE OF $39,791.16 AS OF 06/01/13 SANOFI @ 1.792501 PER SHARE (ID: ) SANOFI TAX WITHHELD FRANCE 30.00% (ID: ) BAE SYSTEMS PLC SPONS ADR @ 0.713091 PER SHARE (ID: ) BAE SYSTEMS PLC SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: ) DEUTSCHE POST AG SPONS ADR @ 0.90671 PER SHARE (

ount Page 6 of 30 Consolidated Statement Page 9 EFTA01565928 GHISLAINE MAXWELL ACCT. For the Period 6/1/13 to 6/30/13 Price Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total

30-2) EFTA01567329 SMITHS GROUP PLC SPONSORED ADR @ 24.4569 2,690.26 BROKERAGE 3.30 TAX &/OR SEC .05 FIDELITY CAPITAL MARKETS (ID: 83238P-20-3) BAE SYSTEMS PLC SPONS ADR @ 28.9174 10,844.03 BROKERAGE 11.25 TAX &/OR SEC .19 FIDELITY CAPITAL MARKETS (ID: 05523R-10-7) ALSTOM ADR @ 3.0646 10,358.35 BROKERAGE 33.80 TAX

WELL ACCT. For the Period 1/1/14 to 1/31/14 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total