Back to Network
8
Shared Docs
8
Same-Page
8 / 8
Mentions
Document Mentions (8 shared documents)
2 mentions1 same-page
Page ?Same page
1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR @ 21 5332 27,562.50 BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECUR
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 48.6177 35,004.74 BROKERAGE 28.80 TAX &/OR SEC 70.01 ESI SE
2 mentions1 same-page
Page ?Same page
Page 11 of 13 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) BAYER A G SPONS ADR (ID: 072730-30-2) E
ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41
2 mentions1 same-page
Page ?Same page
rchase EFTA01565528 Purchase Purchase KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.1472 20,184.00 BROKERAGE 37.50 ESI SECURITIES COMPANY (ID: ) ABB LTD SPONS ADR @ 21.171 13,761.15 BROKERAGE 26.00 ESI SECURITIES COMPANY (ID: ) ASTRAZENECA PLC SPONS ADR @ 51.2956 4,360.13 BROKERAGE 3.40 ESI SECURITIES COMPA
30 BROKERAGE 15.30 ESI SECURITIES COMPANY (ID: ) ROCHE HOLDINGS LTD SPONS ADR @ 60.4954 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: ) ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: ) SIEMENS A G SPONS ADR @ 100.0942 20,018.84 BROKERAGE 8.00 ESI SECURITIES COMPAN
Sponsored
2 mentions1 same-page
Page ?Same page
pe Description EFTA01566085 Settled Securities Purchased 7/12 Purchase 7/17 7/12 7/17 7/12 7/17 7/12 7/17 Purchase Purchase Purchase ABB LTD SPONS ADR @ 22.4047 6,049.27 BROKERAGE 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 49.4017 3,458.12 BROKERAGE 2.80 ESI SECURI
.79 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: ) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: ) ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: ) SANOFI @ 52.2799 10,455.98 BROKERAGE 8.00 TAX &/OR SEC 20.92 ESI SECURITIES COMP
2 mentions1 same-page
Page ?Same page
pe Description EFTA01566204 Settled Securities Purchased 7/12 Purchase 7/17 7/12 7/17 7/12 7/17 7/12 7/17 Purchase Purchase Purchase ABB LTD SPONS ADR @ 22.4047 6,049.27 BROKERAGE 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 49.4017 3,458.12 BROKERAGE 2.80 ESI SECURI
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 52.2799 10,455.98 BROKERAGE 8.00 TAX &/OR SEC 20.92 ESI SECUR
2 mentions1 same-page
Page ?Same page
1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR @ 21 5332 27,562.50 BROKERAGE 51.20 ESI SECURITIES COMPANY (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR @ 50.09 17,531.50 BROKERAGE 14.00 ESI SECUR
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 48.6177 35,004.74 BROKERAGE 28.80 TAX &/OR SEC 70.01 ESI SE
Sponsored
2 mentions1 same-page
Page ?Same page
atement Page 51 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) EFTA01565096 BAYER A G SPONS ADR (ID:
ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41
2 mentions1 same-page
Page ?Same page
1/31/13 Trade Dale Type Description Quantity Per Unit Amount Market Cost Est. Settle Date Pending Securities Purchased 1/29 Purchase 2/1 ABB LTD SPONS ADR (ID: 000375-20-4) 1,280.000 21.533 (27,613.70) 1/29 2/1 Purchase ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) 350.000 50.09 (17,545.50) 1/2
2,590.000 13.53 (35,120.40) 1/29 2/1 Purchase ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-104) 550.000 55.05 (30.299.50) 1/29 2/1 Purchase ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) 300.000 74.545 (22,375.65) 1/29 2/1 Purchase SANOFI (ID: 80105N-10-5) 720.000 48.617 (35,103.55) 1/29 2/1 Purchase SI
Sponsored
Mutual Connections (71)
Entities connected to both ABB LTD SPONS ADR and ROYAL DUTCH SHELL PLC ADR
Ghislaine Maxwell
PERSON18 w/ ABB·30 w/ ROYAL
UNILEVER N V
ORGANIZATION13 w/ ABB·23 w/ ROYAL
SANOFI
ORGANIZATION13 w/ ABB·22 w/ ROYAL
BAYER
ORGANIZATION17 w/ ABB·17 w/ ROYAL
JB
Jason Bell
PERSON13 w/ ABB·20 w/ ROYAL
JPMorgan Chase
ORGANIZATION13 w/ ABB·20 w/ ROYAL
SIEMENS
ORGANIZATION12 w/ ABB·19 w/ ROYAL
RECKITT BENCKISER GROUP PLC
ORGANIZATION13 w/ ABB·17 w/ ROYAL
VODAFONE GROUP PLC
ORGANIZATION13 w/ ABB·16 w/ ROYAL
GHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATION11 w/ ABB·17 w/ ROYAL
VODAFONE GROUP PLC SPONS ADR
ORGANIZATION11 w/ ABB·16 w/ ROYAL
ROCHE HOLDINGS LTD
ORGANIZATION11 w/ ABB·15 w/ ROYAL
GDF SUEZ
ORGANIZATION10 w/ ABB·16 w/ ROYAL
UNITED OVERSEAS BANK LTD
ORGANIZATION10 w/ ABB·16 w/ ROYAL
BRITISH AMERICAN TOBACCO PLC
ORGANIZATION10 w/ ABB·16 w/ ROYAL
TELEKOMUNIKASI IND
ORGANIZATION10 w/ ABB·16 w/ ROYAL
ABB LTD
ORGANIZATION10 w/ ABB·16 w/ ROYAL
JG
Jason Grosse
PERSON9 w/ ABB·16 w/ ROYAL
BOC HONG KONG HOLDINGS LTD
ORGANIZATION9 w/ ABB·15 w/ ROYAL
BAE SYSTEMS PLC
ORGANIZATION9 w/ ABB·15 w/ ROYAL