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G Y NIPPON TEL & TEL CORP ADR 654624-10-5 NTT NOVARTIS A G ADR 66987V-10-9 NVS RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY SIEMENS A G SPONS ADR 826197-50-1 SI 67.15
AX &/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 08/09/13 (ID: 780259-10-7) ISRAEL CHEMICALS LTD ADR @ 7.8068 5,386.69 BROKERAGE 13.80 TAX &/OR SEC .10 ESI SECURITIES COMPANY (ID: 465036-20-0) ROYAL DUTCH SHELL PLC ADR @ 67.1803 5,038.52 EFTA01566293 BROKERAGE 3.00 TAX &/OR SEC .09 ESI SECUR
2 mentions1 same-page
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G Y NIPPON TEL & TEL CORP ADR 654624-10-5 NTT NOVARTIS A G ADR 66987V-10-9 NVS RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY 68.85 50.63 400.000 1,195.000 27,540.00 60
95 BROKERAGE 10.50 TAX &/OR SEC .11 ESI SECURITIES COMPANY (ID: 881575-30-2) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.5252 6,705.04 BROKERAGE 8.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 33.8772 18,124.30 BROKERAGE 21.40 TAX &/OR SEC .32 ESI SECURITIES COM
2 mentions1 same-page
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G Y NIPPON TEL & TEL CORP ADR 654624-10-5 NTT NOVARTIS A G ADR 66987V-10-9 NVS RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY 68.85 50.63 400.000 1,195.000 27,540.00 60
95 BROKERAGE 10.50 TAX &/OR SEC .11 ESI SECURITIES COMPANY (ID: 881575-30-2) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.5252 6,705.04 BROKERAGE 8.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 33.8772 18,124.30 BROKERAGE 21.40 TAX &/OR SEC .32 ESI SECURITIES COM
Sponsored
2 mentions1 same-page
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o 2/28/14 Price EAFE Equity KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DOLLAR 39.56 904784-70-9 UN 1.00 VERIZON COMMUNICATIO
4.7907 6,817.44 BROKERAGE 11.00 TAX &/OR SEC .12 FIDELITY CAPITAL MARKETS (ID: 000375-20-4) ABB LTD SPONS ADR @ 25.0403 11,268.14 BROKERAGE 18.00 TAX &/OR SEC .20 FIDELITY CAPITAL MARKETS (ID: 000375-20-4) Total Settled Sales/Maturities/Redemptions $18,056.26 ($15,875.88) $1,557.88 L $622.50 S (450.0
Sponsored
Mutual Connections (52)
Entities connected to both ROCHE HOLDINGS LTD and TAX &/OR SEC
Ghislaine Maxwell
PERSON52 w/ ROCHE·7 w/ TAX
SANOFI
ORGANIZATION47 w/ ROCHE·4 w/ TAX
JPMorgan Chase
ORGANIZATION29 w/ ROCHE·7 w/ TAX
JB
Jason Bell
PERSON28 w/ ROCHE·6 w/ TAX
UNILEVER N V
ORGANIZATION30 w/ ROCHE·4 w/ TAX
VODAFONE GROUP PLC
ORGANIZATION30 w/ ROCHE·4 w/ TAX
MTN GROUP LTD
ORGANIZATION30 w/ ROCHE·3 w/ TAX
GHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATION27 w/ ROCHE·5 w/ TAX
BAYER
ORGANIZATION28 w/ ROCHE·4 w/ TAX
JG
Jason Grosse
PERSON24 w/ ROCHE·6 w/ TAX
BAE SYSTEMS PLC
ORGANIZATION26 w/ ROCHE·3 w/ TAX
BRITISH AMERICAN TOBACCO PLC
ORGANIZATION26 w/ ROCHE·3 w/ TAX
TELEKOMUNIKASI IND
ORGANIZATION26 w/ ROCHE·3 w/ TAX
GDF SUEZ
ORGANIZATION26 w/ ROCHE·3 w/ TAX
ABB LTD
ORGANIZATION26 w/ ROCHE·3 w/ TAX
SIEMENS
ORGANIZATION26 w/ ROCHE·3 w/ TAX
UNITED OVERSEAS BANK LTD
ORGANIZATION26 w/ ROCHE·3 w/ TAX
JB
James Buckley
PERSON22 w/ ROCHE·6 w/ TAX
BHP LTD
ORGANIZATION24 w/ ROCHE·3 w/ TAX
BOC HONG KONG HOLDINGS LTD
ORGANIZATION24 w/ ROCHE·3 w/ TAX