6
Shared Docs
6
Same-Page
9 / 6
Mentions
I Securities INC,XX Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fa
pany Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to portal for clients
Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to portal for clients (II Classification: For IMemal use only Hello, >; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a
w. Thank you. Contact First Name Last Name Email Coverage Employee Client Name Nikhil Patel Deutsche Bank Securities INC,XX Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, N
th Management 345 Park Avenue, New York, NY 10154 Tel. Fax +1(646)690,1193 Email Securities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients
Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Infernal use only Hello, ; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a
new Research portal, please do so by the end of the day. As a reminder, we will need the client's name and email address. Thank you. Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, N
4 Tel Fax Email Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: Cc: Anna-Sofiya Lupolover ellIfifillfiffilinela Armen Brash Subject: FW: MIFID II & research - access to portal for clients (I) Classification: For Internal use only All,
eutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Fax Email Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: Cc: Anna-Sofiya Lupolover ellIfifillfiffilinela Armen Brash Subject: FW: MIFID II & research - access
Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, N
[email protected]' ; Michel Plut ;James Donofrio >; Nora Heaton < Janet A McGrath < >; Sequana Beale >; Andrew Gallivan Scott Guest < >; Sheffali Welch Dan Peterson < Janice M Smith Cc: Olivier Poncet < Morales < ; Michael Lantz < >; Catherine M Oconnor < >; Edward Golden Brandi Goldenber: <
eutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to portal for clients il) Classification: For internal use only
Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Al
dy requested the FinCEN form from any clients in the list, please let me know, and I will remove them from this mailing. Thank you! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, N
st Michael Lantz ;Catherine M Oconnor Roy Kasakove Edward Golden Donna G Mitchell Carolyn Magliaro David Wolkenbrod ; Felipe Godard Janet • Sheffali Welch • Charles Hoffarth Subject: FinCEN CDD Rule; Customer Mailing Hello Everyone, As you all know by now, the FinCEN CDD Rule went live last month. W
Entities connected to both Anna-Sofiya Lupolover and Sheffali Welch

Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Alfredo Rodriguez
PERSON
Prince Andrew
PERSON
Cynthia Rodriguez
PERSON
Jeffrey Epstein
PERSON
Woody Allen
PERSONBradley Gillin
PERSONNicholas Allen
PERSON
David Boies
PERSONArmen Brash
PERSONOlivier Poncet
PERSONResearch portal
ORGANIZATIONGratitude America
ORGANIZATIONEdward Golden
PERSON
Janet
PERSONKimberly Hart
PERSONMichel Plut
PERSONJames Donofrio
PERSON