Epstein Secrets

IIM> Date: Friday, Mar 30.2018 9:13 AM To: Nina Tona , Xavier Avila Martin Zeman Rita Shteynberg crrazza Anthony Lentini Cc: Liam Osullivan Mathew Negus >, Alastair Mackinlay Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] Era Classification: F

/convertible bonds onboarding [C] [I] Era Classification: For Internal use only Hi Nina, Can you clarify the relationship between Richard Kahn at HBRK Associated and Southern Financial? To the KYC team this note from Richard can seem like a random associate from a different firm is confirming information for Southern. Additionally

last week. Thanks, Zack From: Xavier Avila Sent: Tuesday, March 27, 2018 4:01 PM To: Martin Zeman < Cc: Liam Osullivan >; Zack Bunimovich < ; Mathew Negus >; Rita Shteynberg ; Alastair Mackinlay CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052227 CONFIDENTIAL SDNY_GM_00198411 EFTA013

Can you clarify the relationship between Richard Kahn at HBRK Associated and Southern Financial? To the KYC team this note from Richard can seem like a random associate from a different firm is confirming information for Southern. Additionally

t? Thanks, Zack From: Nina Tona Sent: Thursday, March 29, 2018 11:23 AM To: Zack Bunimovich ; Xavier Avila Martin Zeman Cc: Liam 0sullivan ; Mathew Negus ; Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboar

i‘es/com edible bonds onboarding ICI Classification: For Internal use only Hi Nina, Rita Can you clarify the relationship between Richard Kahn at HBRK Associated and Southern Financial? To the KYC team this note from Richard can seem like a random associate from a different firm is confirming information for Southern. Additionally

ini From: Liam Osullivan Sent Friday, March 30, 2018 10:32 AM To: Zack Bunimovich; Nina Tona; Xavier Avila; Martin Zeman; Rita Shteynberg Cc: Mathew Negus; Alastair Mackinlay; Davide-A Sferrazza; Anthony lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboard

tiveslconvertible bonds onboarding ICI Ill Classification: For Internal use only Hi Nina, Can you clarify the relationship between Richard Kahn at HBRK Associated and Southern Financial? To the KYC team this note from Richard can seem like a random associate from a different firm is confirming information for Southern. Additionally