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Activity Page 2 5 8 9 R 15 17 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 billion by $12.0 bil
A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 (Reviewed) ACCT. For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
e Portfolio Activity 4 6 Page 2 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 billion by $12.0 bil
ank, N.A. GHISLAINE MAXWELL IRA 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
7 Start on Page 4 34 39 50 64 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 billion by $12.0 bil
se Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
T. For the Period 9/1/12 to 9/30/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion
01667751 JPMorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017,2014 (Reviewed) Asset Account J.P. Morgan Team Table or Contents Page Kirsten Sichler Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service
J.P.Morgan account(s). J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Al December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 bilhon by $12.0 bill
EFTA01667871 JI'Morgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017,2014 (Reviewed) Asset Account Morgan Team Table or Contents Page Kirsten Sichler Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service
Entities connected to both Net Capital Requirements and Kirsten Sichler

JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSON
the Internal Revenue Service
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONJason Bell
PERSON
Newark
LOCATION
Nassau
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONJason Grosse
PERSON
Bank of America
ORGANIZATION
FDIC
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONJPMorgan Fund
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONRIO TINTO PLC
ORGANIZATIONHSBC FINANCE CORP
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATIONthe JPMS LLC's
ORGANIZATIONGina Magliocco
PERSON