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Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Holdings and Net Capital Requirements Cash 8 Fixed Income 4 At December 31, 2011, JPMS tics net capital of $11.1 Portfolio Activity 6 billion exceeded the minimum regulatory net cap
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
y of the statement: 1.866-576-1300. Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements J.P.Morgan SB1oetitif-rf 15 00001 MAXWE04 20,2002 Page 1 of 8 3451 EFTA01665323 GHISIA INF: MAMATI,I, IRA ACCT. For the Period 9/1/12 to 9
made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
each J.P.Morgan account(s). billion. J.P. Morgan J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC'). a not-forprofit membership corporation funded by broker.dealers registered with the Securities and Exchange Commission. Securities and cash h
lating to each J.P.Morgan account(s). J.P.Morgan J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: hu
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC'). a not-for-profit membership corporation funded by broker.dealers registered with the Securities and Exchange Commission. Securities and cash
T. For the Period 9/1/12 to 9/30/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"). a not-for-profit membership corporation funded by broker.dealers registered with the Securities and Exchange Commission. Securities and cash
J.P.Morgan account(s). J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Al December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 bilhon by $12.0 bill
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
h J.P.Morgan acc0unt(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil
made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
Entities connected to both Net Capital Requirements and the Securities Investor Protection Corp ('

JPMorgan Chase
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Ghislaine Maxwell
PERSON
Nassau
LOCATIONJason Bell
PERSON
Paul Morris
PERSONGlobal Access Portfolios
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATION
Bank of America
ORGANIZATIONJPMorgan Fund
ORGANIZATIONthe JPMS LLC's
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATIONRIO TINTO PLC
ORGANIZATIONHSBC FINANCE CORP
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONJPM NY
ORGANIZATIONAmerican Century Funds
ORGANIZATION