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garding your accounts refer to the rear of your statement J.P. Morgan GHISLAINE MAXWF:I.I. ACCT. For the Period 9/I/I I to 9/31)/I1 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2011, JPMS LLCs net capital of $11.3 bill
760975-10-2 RIMM Preferred Stocks COUNTRYWIDE CAPITAL V 22.32 4.200.000 93.744.00 98.778.96 (5.034.961 7.350.00 7.84% 7% PFD 222388.20.9 CFC PB JPM CHASE CAPITAL XXIX 25.55 2,500.000 63.875.00 62.500.00 1.375.00 4.187.50 6.56% 6.7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $15
er Assets 15 Online access www.MorganOnline.com Portfolio Activity 16 GIIISIAINE MAXWELL ACCT. For the Period .V1/12 to 3131/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2011. JPMS tics net capital of $11.1
7 7/8% PFD 173080-20-I C PNNA iBA1 COUNTRYWIDE CAPITAL V 23.87 4,200.000 100,254.00 98,778.96 1,475.04 7,350.00 7.33% 7% PFD 222388.20-9 CFC PB JPM CHASE CAPITAL XXIX 25.55 2,500.000 63,875.00 62,500.00 1,375.00 4,187.50 6.56% 6.7% PFD 1,046.88 48125E-207 JPM PC Total Preferred St
ssets 16 Online access www.jpmorganonline.com Portfolio Activity 17 C HISLA IN E MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 bil
7.07% 7 PFD 173080 20 1 C PNNA /BM COUNTRYWIDE CAPITAL V 25.19 4,200.000 105,798.00 98,778.96 7,019.04 7,350.00 6.95% 7% PFD 222388.20-9 CFC PB JPM CHASE CAPITAL XXIX 26.00 2,500.000 65,000.00 62,500.00 2,500.00 4,187.50 6.44% 6.7% PFD 1,046.88 48125E-20-7 JPM PC Total Preferred S
important information relating to each J.P.Morgan account(s). J.P.Morgan CHISIAINE MAXWELL ACCT. For the Period 9/1/13 to 9/31)113 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
FD 17308040-1 C PN NA /BAI COUNTRYWIDE CAPITAL V 25.10 4,200.000 105,420.00 98,778.96 6,641.04 7,350.00 6.97% 7% PFD 1,837.50 222388.20.9 CFC PB JPM CHASE CAPITAL XXIX 25.82 2,500.000 64,550.00 62,500.00 2,050.00 4,187.50 6.49% 6.7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $44
disclosures located at the end of this statement package for important information relating to each J.P.Morgan acc0unt(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8
7/8% PFD 173080-20-1 C PN NA /BA1 27.74 10,000.000 277,400.00 261,300.00 16,100.00 19,690.00 7.10% COUNTRYWIDE CAPITAL V 7% PFD 22238840-9 CFC PB 25.50 4,200.000 107,100.00 98.778.96 8,321.04 7,350.00 6.86% JPM CHASE CAPITAL XXIX 6.7% PFD 48125E-20.7 JPM PC 25.64 2.500.000 64,100.0
Entities connected to both J.P. Morgan Securities LLC's and CFC PB

JPMorgan Chase
ORGANIZATIONNet Capital Requirements
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Newark
LOCATION
Ghislaine Maxwell
PERSONSecurities Investor Protection Corporation
ORGANIZATION
Nassau
LOCATION
Paul Morris
PERSONJason Bell
PERSONCITIGROUP CAPITAL XIII
ORGANIZATIONGlobal Access Portfolios
ORGANIZATION
Bank of America
ORGANIZATIONJPMorgan Fund
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATIONHSBC FINANCE CORP
ORGANIZATIONRIO TINTO PLC
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONJPM NY
ORGANIZATIONINTER AMERICAN DEVELOPMENT
ORGANIZATION