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create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Nina Tona Sent: Monday, June 10, 2019 3:38 PM To: Jamaal Bushara a; Joseph Harleston Cc: Padam Chainani a›; Ellenoi Jarvis ; Ana Hunter Ian Salters f
tion SPC LTD COB Provide list of requirements Joe 6:14/2019 (1001260949) (NEW) Pending with Business Client Name Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC KYC Type Remedial ion Extension Status Pending with business to provide pending items Client to provide clarification to AFC question C
WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA # Po sit i ve I m pact From: Nina Tona Sent: Thursday, June 20, 2019 11:29 AM To: Jamaal Bushara Cc: Padam Chainan ; Ian Salters Subject: RE: Cases for this Week - 6/21 (I) Classific
n COB Provide remediation list Joe 6/28/2019 Pending with Business Client Name KYC Type Status Extension Extension Remediation Dakota Pacific Global Macro Fund LLC Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company NCA NCA Refresh
nu Kirti Director WM Mercury Implementation Programme Manager Tel. Mob' Email t WMM From: Davide-A Sferrazza Sent: 26 October 2018 00:30 To: Nina Tona ictoria Bruce a Tanushree Kirti Cc: Max Kleinert Ian Salters ea Subject: RE: Family Office Initiative - Follow Up [I] [SC] [C] Classification:
KCP US I Anschutz Investment Company Xavier Avila NEW NEW KCP US Dakota Pacific Global Macro Fund LLC Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mob' Email t WMM From: Davide-A Sferrazza
i Director WM Mercury Implementation Programme Manager Tel. Mobile Em Mercury on my From: Davide-A Sferrazza Sent: 26 October 2018 00:30 To: Nina Tona ; Victoria Bruce Cc: Max Kleinert lan Salters Subject: RE: Family Office Initiative - Follow Up [II [SC] [CJ Classification: Confidential Hi all
siones Alabama Li mi tada Xavier Avila KCP US Fifth Street Station LLC Xavier Avila KCP US Anschutz Investment Company I Xavier Avila KCP US Dakota Pacific Global Macro Fund LLC Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager Tel. Mobile Em Mercury on my From: Davide-A Sf
Entities connected to both Nina Tona and Dakota Pacific Global Macro Fund
Davide Sferrazza
PERSONXavier Avila
PERSONIan Salters
PERSON
Joe Biden
PERSONKCP US
ORGANIZATIONTanu Kirti
PERSON
United States
LOCATIONAna Hunter
PERSONAnschutz Investment Company
ORGANIZATIONVanguardia Inversiones SA
ORGANIZATIONLeon Black
PERSONUltralat Capital Markets
ORGANIZATIONFox Growth Fund Inc
ORGANIZATIONBlack Maple Capital Partners
ORGANIZATION