14 2019 MPT FUNDS Remediation SPC LTD COB Provide list of requirements Joe 6:14/2019 (1001260949) (NEW) Pending with Business Client Name Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC KYC Type Remedial ion Extension Status Pending with business to provide pending items Client to provide

Remediation Suzzane Cohen COB Pending verification and Jamaal 6/14/2019 Tax form from business Pending with Business Client Name KYC Type Vanguardia Inversiones SA Status Remediation Pending with business to provide pending items CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-004121

Investments (NI vv) 30 West 72nd Remediation COB Street NEW, MPT FUNDS Remediation COB SIC LTD (1001260949) (NEW; Pending with Business Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC Staple Street Global DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox

Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia Ventures Corporation Blue Media Investments Vanguardia Inversiones SA Thank you NCA NCA NCA Remediation Remediation Remediation Nina Tona Bnmelli Deutsche Bank Wealth Management Institutional Wealth Partners

30 West 72nd Remediation COB Street irvrsvi MPT FUNDS Remediation COB SIC LTD (NEW) Pending with Business Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC Staple Street Global DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Gro

usiness to obtain from client. Client on vacation Blue Media Investments Remediation With business to provide list of requirements EFTA01398296 Vanguardia Inversiones SA Remediation Pending with business Thank you Nina Tona Brunelli Deutsche Bank Wealth Management Institutional Wealth Partners — Business Manager