30 West 72nd Remediation COB Street irvrsvi MPT FUNDS Remediation COB SIC LTD (NEW) Pending with Business Vanguardia Inversiones SA Dakota Pacific Global Macro Fund LLC Staple Street Global DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia Ventures Corporation Kind regards, Remediation Extension Extension NCA NCA Refresh Extension NCA NCA NCA Remediation Provided list of Joe pending items Provide list of Joe requirements cirnagealtl.gif> Nina Tona Brunetti Deutsche Bank Wealth Management institutional Wealth Partners - Business Manager Americas tkutsdn. (AincrKas)ild MI22 (kite Parkway. lacisemillc 11. 3225c. Tel: + tiCIELSCheWeil)th COM #Positive Impact 6,14;2019 6/14/2019 Pending with business to provide pending items Client to provide clarification to AFC question With business to obtain from client With business to obtain from client With business to obtain from client With business to obtain from client With business to provide required info Pending with business Pending with business With business to obtain from client With business to obtain from client IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0041981 SDNY_GM_00 188165 EFTA01356234