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WM Americas 345 Park Avenue, 10154-0004 New York, NY, USA # Po sit i ve I m pact From: Nina Tona Sent: Thursday, June 20, 2019 11:29 AM To: Jamaal Bushara Cc: Padam Chainan ; Ian Salters Subject: RE: Cases for this Week - 6/21 (I) Classific
Remediation Dakota Pacific Global Macro Fund LLC Staple Street Global Daniel and Suzzan Cohen DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company NCA NCA Refresh Extension Client to provide clarification to AFC question With business to obtain from client Tax issue, MIFID opt-out With
plementation Programme Manager Tel +44 20 754-76766 Mobile Email "WM Mercury on myDB" From: Davide-A Sferrazza Sent: 26 October 2018 00:30 To: Nina Tona >; Victoria Bruce c Cc: Max Kleinert < >; lan Salters < > Subject: RE: Family Office Initiative - Follow Up [II [SC) (CI Classification: Confide
Xavier Avila KCP LATAM Inversiones Alabama Limitada 1016136898 Xavier Avila KCP US Fifth Street Station LLC 1000846097 Xavier Avila KCP US Anschutz Investment Company 10O0078659 Xavier Avila KCP US Dakota Pacific Global Macro Fond LLC 1015553010 Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Impl
i Director WM Mercury Implementation Programme Manager Tel. Mobile Em Mercury on my From: Davide-A Sferrazza Sent: 26 October 2018 00:30 To: Nina Tona ; Victoria Bruce Cc: Max Kleinert lan Salters Subject: RE: Family Office Initiative - Follow Up [II [SC] [CJ Classification: Confidential Hi all
S AB TRB Fund I LP Xavier Avila KCP LATAM I nversiones Alabama Li mi tada Xavier Avila KCP US Fifth Street Station LLC Xavier Avila KCP US Anschutz Investment Company I Xavier Avila KCP US Dakota Pacific Global Macro Fund LLC Xavier Avila Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme M
Entities connected to both Nina Tona and Anschutz Investment Company
Davide Sferrazza
PERSONXavier Avila
PERSONTanushree Kirti
PERSON
Joe Biden
PERSONKCP US
ORGANIZATIONIWP Americas
ORGANIZATIONVictoria Bruce
PERSONthe Institutional Wealth Partners
ORGANIZATION
United States
LOCATIONTanu Kirti
PERSONLeon Black
PERSON
Michael Cohen
PERSONBlack Maple Capital Partners
ORGANIZATIONUltralat Capital Markets
ORGANIZATIONFox Growth Fund Inc
ORGANIZATIONThe Lamia Ventures Corporation
ORGANIZATIONDakota Pacific Global Macro Fund
ORGANIZATIONVanguardia Inversiones SA
ORGANIZATIONBlue Media Investments
ORGANIZATIONMIFID
ORGANIZATION