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Go paperless SOL THERA Cr, C. F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 11 of 18 Nat excellent (very Va. Since 2007 CALMAR RAT CO COMMUNICATIONS rxciturtraer SDNY_GM_00045579 DB-SDNY-0008403 EFrA_00 156 I SS EFTA01288551 Schedule of Realized Gains and Losses Curren
nt Period Disposition Acquisition Disposition Dale Date Transaction Description Quantity Statement Period: 1110112014 - 11/30/2014 Realized Gain/ Loss/ Cost Basis Proceeds Disallowance Short Term 11121114 12/13113' RIP WASHINGTON MUT MTG S 004-RA1 M TG PASSTHRU CTF CL C- B-1 VAR RATE 6.981%
its 632,900,060.99 $37,486,402.24 $30.83 63,793.81 Page 34019 Account Number: NANO Luang SI (very Va. Sims 2007 WIAN Pat Go paperless ek ). CALMAR PAT CO COMMLIPOCATIOP6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: THERhC IOKI F I DAL1SITIA rxciturraer SDNY_GM_00045691 DB-SDNY-0008515 EFT
.94 IM PAC CM B TR 2005.2 BD CL 144-2 0.8-87% 04125135 B IE DTD 03103105 Security Identifier: 45254KNC7 Original Cost Basis. 837.967.95 Realized Gain/ Loss/ Quantity Cos1 Basis 1,500,554 000 1,125 08 1,654.77 529.69 Proceeds Disallowance 8.499.446.000 6.37269 9.372.99 3,000.30 4,500,000.000
se or modify an arbitration award is very fimited. Page 22 of 23 Rated I welling' Go paperless ----A Raw BO 10 0 212CSF 30 016 Account Num bet CALMAR RATt D COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINI, 67: HarO F I DAENTIAL,.....- CONIES. -- _C. • WINI. •••••••••••••••1 SDNY_GM_0004
ains and Losses Current Period Disposition Date Acquisition Date Disposition Transaction Description Quantity Coll Basis Proceeds Realized Gain/ Loss/ Disallowance Short Term 0210304 12113113' RPP COUNTRYWIDE HOM E LOA 1 CL 81 4.090% 03/25/33 B/E D 4.500.000.000 12,068.36 12.924.41 856.05
00 330.600.00 79,895.00 25,248 00 -35,256.00 ,114,119.00 .10,381.00 2,833.84 3.55% Page 6 of 18 litaled excellent, (very Year Since 2007 CALMAR RATE000MMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6: THERM F I rxeffurtraer Account Number: Go paperless DAnTriA SDNY_GM_00045881
8672 EFTA_00156457 EFTA01288820 Schedule of Realized Gains and Losses Current Period (continued) Disposition Acquisition Disposition Realized Gain/ Loss/ Date Date Transaction Description Quantity Cod Basis Proceeds Disallowance Total Long Term $2,501,475.98 52,501,928.92 1452.94 Total Sho
our tax advisor in the preparation of your tax returns. Page 12 of 18 Account Number: Go paperless &„ Rated tan* ria [very Year Since 2007 CALMAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6: THERN CON F I DENTIA rxerturier :143===sr bs= SDNY_GM_00045905 OB-SDNY-000872
Gains and Losses Current Period Disposition Date Acquisition Date Disposition Transaction Description Ouaality Cost Bait Proceeds Realized Gain/ Loss/ Disallowance Long Term 04101115 02125/13' RDMG SERVICEM ASTER CO SR FULLY EXChANGED FROM OLD CU% 602,000.000 633,472.32 638,120.00 4,647.68
, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Account Melba Rated tocellenti OBAS ROLL Go paperless beefy Year Since 2007 CALMAR RA TE0 COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. e 6(7 HAZE to N F I DrErriA rxartimer Page 13013 ili a reitroatr... - Ltt«.ros
ains and Losses Current Period Dispositior Acquisition Disposition Date Date Transaction Description Ouaotity Cost 8asis Proceeds Realized Gain/ Loss/ Disallowance Long Term 12126114 12/13113' PPP GS LI TG SECSCOPP 200 ASSN RU CTF CL 81 VAR 5.752% 06125135 8/E OTD 05101105 Security Identifie
.00 Deutsche Bank Trst Co Page? of 14 Account Num Der Go paperless m ace. a•••••• ....re msg. • •••••• ••••••• «saw.. FAZ E TCONFID AarriAL CALMAR RATED COMMUNICAlIONS tt . SoN Y_GM_0004 8032 CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) DB-SDNY-0010856 EF1A_001 58641 EFTA01290669 FDIC Insur
ains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ Loss/ Disallowance Short Term 03125/14 12/13/13' PPP GS LI TG SECSC0PP 200 ASSTHRU CTF CL BI VAR 5 759% 06125135 WE OD 05101105 Security Identifier
er:NG-023 12 Go paperless SOUTHERN OST AN CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 10 listed tscolkinvi (very V.A. Slate 2007 CALMAR RA TED COMMUNCATIONS rxestmser SDNY_GM_00046817 OB-SDNY-0009641 EFTA_00 I 57426 YEIDAricrnAL EFTA01289789 Portfolio Holdings (continued) U.S
of Allocation 13.46% 66.88% 10.66% 100.00% Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Realized Gain/ Loss/ Date Date Transaction Description Quantity Cost Basis Proceeds Disallowance Long Term 04121114 04105113' RDMG IINSBC USA INC MEDIUM RAZI
)E1A7 ROLL Go paperless SOU THERA S r.. nc CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) r l DAENTIA Itatid tocelbroll (very V... Sines 2007 CALMAR RAT CD COMMUNCATIONS r xart Lir NCI ..°1-413,r7—,... '"Tattn.."0..?...' SDNY_GM_00046925 DB-SDNY-0009749 EFTA_00 I 57534 EFTA01289897 Deutsch
ains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ Loss/ Disallowance Long Term 10129115 12/04113' RDMG First In First Out PETROLEOS DE VENEZLE ENIOR ISA/IX.50460546525 5.000 % 10128/15 REG 0 TD 10/
Entities connected to both CALMAR and Gain/ Loss/
Pershing
LOCATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONAccount Value
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSON
Ghislaine Maxwell
PERSONTAXABLE
ORGANIZATIONLegal Department
ORGANIZATIONMarge
PERSONCurren
PERSONMoney Market Fund
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION