8
Shared Docs
8
Same-Page
8 / 8
Mentions
Disciplinary. Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami. Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services. alleging that they used the Internet, press releases, spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters. Welsh and Tamburello. each wrote investment opinions that described Dicom as an investment. Source Information RDC URL: hrips://arid.rdc.com/wss/entity.htnflentityld=9
Disciplinary. Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami. Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services. alleging that they used the Internet, press releases, spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters. Welsh and Tamburello. each wrote investment opinions that described Dicom as an investment. Source Information RDC URL: https://orid.rdc.com/wss/entity.html?entityld=9
isciplinary, Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami, Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services, alleging that they used the Internet, press releases, spam e-mails, a
h Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters, Welsh and Tamburello, each wrote investment opinions that described Dicom as an investment. Source Information RDC URL: https://grid.rdc.com/wss/entity.html?- entityl
Disciplinary, Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami, Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services, alleging that they used the Internet. press releases. spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters. Welsh and Tamburello, each wrote investment opinions that described Dicom as an investment. RDC URL: Mtps://grid.rdc.comAns/entity.html?entityld=9af04c5228d562185d3f3d5
Disciplinary, Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami. Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services, alleging that they used the Internet. press releases. spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters. Welsh and Tamburello, each wrote investment opinions that described Dicom as an investment. RDC URL: hrips://grid.rdc.comAns/entity.html?entityld=9af04c5228d562185d3f3d
Disciplinary, Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami, Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services, alleging that they used the Internet. press releases. spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters, Welsh and Tamburello, each wrote investment opinions that described Dicom as an investment. Source Information RDC URL: hrips://grid.rdc.comAns/entity.html?entityld=9a
Disciplinary, Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami, Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services, alleging that they used the Internet. press releases. spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters. Welsh and Tamburello, each wrote investment opinions that described Dicom as an investment. Source Information RDC URL: hrips://grid.rdc.comAns/entity.html?entityld=9a
Disciplinary, Regulatory Action 08/13/2003, The SEC filed civil charges in federal district court in Miami. Florida against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters including Southern Financial Services, alleging that they used the Internet. press releases. spam e-mails, an
th Dicom's financial projections for the next three years: $24.7 million in revenues and $19.7 million in earnings; two of the promoters. Welsh and Tamburello, each wrote investment opinions that described Dicom as an investment. RDC URL: hrips://grid.rdc.comAns/entity.html?entityld=9af04c5228d562185d3f3d
Entities connected to both Dicom Imaging Systems and Tamburello

Boca Raton
LOCATIONWelsh
PERSONSEC Litigation Releases - 2003
ORGANIZATIONDicom
PERSONOrganization: Southern Financial LLC
ORGANIZATIONCounhy United States
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Dunlap
PERSONAsheville
LOCATION
United States District Court
ORGANIZATIONthe Middle District
LOCATIONSEC Administrative Proceedings - 2005
ORGANIZATIONUC Properties LLC
ORGANIZATIONDefendants Southern Financial Group
ORGANIZATIONASC - Associated
ORGANIZATIONAVL Properties
ORGANIZATIONSecurities Fraud, Mail Fraud
ORGANIZATIONthe District of South Carolina
LOCATIONRichard M. Wooten
PERSONGerald F. Hunter
PERSON