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CCONE Mary CORAZA Anthony MONTALBANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information [BIOGRAPHY] Limited partner with PennMont Securities. [IDENTIFICATION] To be detemened. [REPORTS] Jan 2O12 - found by the Business Conduct Committee to be in violation of NYSE Arca Equities Rule by fa
zabeth ATLEE CARAPICO Cealia CORAZA Elaine ENGLISH James ENGLISH CORAZA George REEF Amy BECCONE Mary CORAZA Anthony MONTALBANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information [BIOGRAPHY] Limited partner with PennMont Securities. [IDENTIFICATION] To be detemened. [REPORTS] Ja
CCONE Mary CORAZA Anthony MONTALBANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information [BIOGRAPHY] Limited partner with PennMont Securities. [IDENTIFICATION] To be determined. [REPORTS] Jan 2012 - found by the Business Conduct Committee to be in violation of NYSE Arca Equities Rule by f
beth ATLEE CARAPICO Cecilia CORAZA Elaine ENGLISH James ENGLISH CORAZA George REIFF Amy BECCONE Mary CORAZA Anthony MONTALBANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information [BIOGRAPHY] Limited partner with PennMont Securities. [IDENTIFICATION] To be determined. [REPORTS] J
ANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information External Sources External Source (BIOGRAPHY1 Limited partner with PennMont Securities. [IDENTIFICATION) To be determined. [REPORTS) Jan 2O12 -found by the Business Conduct Committee to be in violation of NYSE Arca Equities Rule by fa
abeth ATLEE CARAPICO Coolie CORAZA Elaine ENGLISH James ENGLISH CORAZA George REIFF Amy BECCONE Mary CORAZA Anthony MONTALBANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information External Sources External Source (BIOGRAPHY1 Limited partner with PennMont Securities. [IDENTIFICAT
ANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information External Sources External Source (BIOGRAPHY1 Limited partner with PennMont Securities. [IDENTIFICATION) To be determined. [REPORTS) Jan 2O12 -found by the Business Conduct Committee to be in violation of NYSE Arca Equities Rule by fa
abeth ATLEE CARAPICO Coolie CORAZA Elaine ENGLISH James ENGLISH CORAZA George REIFF Amy BECCONE Mary CORAZA Anthony MONTALBANO Arland FRIEND Judith FRIEND Constance ATLEE JOHNSTON Further Information External Sources External Source (BIOGRAPHY1 Limited partner with PennMont Securities. [IDENTIFICAT
Entities connected to both PennMont Securities and Judith FRIEND

Richard Kahn
PERSONMary CORAZA
PERSONAnthony MONTALBANO
PERSONArland FRIEND
PERSONConstance ATLEE JOHNSTON
PERSONNYSE Arca Equities Rule
ORGANIZATIONJoann DELPIZZO MILLER
ORGANIZATIONthe Business Conduct Committee
ORGANIZATIONElaine
PERSONNYSE Arca
ORGANIZATIONJames ENGLISH
PERSONElizabeth ATLEE
PERSONAmy BECCONE
PERSONGeorge SNYDER
PERSONJudith BUSCH
PERSONGeorge REIFF
PERSONNorkom Technologies Ltd.
ORGANIZATIONnyse corp/
ORGANIZATIONExternal Sources
ORGANIZATIONKeke KAHN
PERSON