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4747171 Entity Information Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): 64747171 R22436125 Southern Financial Services Southern Financial Services Inc. Asheville. North Carolina. UNITED STATES • FRD - Fraud. Scams. Swindles / ASC - Associated with, Seen with, 02/04/2011 U.S. Attorney Anne M. Tompk
SEC Violations (Insider Trading, Secunties Fraud) / ACT - Disciplinary, Regulatory Action, 12/22/2004 The SEC announced that US District Judge for the District of South Carolina, Charleston Division entered Final Judgments as to Defendants Southern Financial Group, Inc., Richard M Wooten, and Charles Dennis McKittrick. The
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Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 9 Entity Information Alert ID: 1559801.11522860.36364841 Entity ID: 36364841 Entity Name: Southern Financial Services Inc. Address: Asheville. NC, UNITED STATES Event: . FRO - Fraud. Scams. Swindles ASC - Associated with, Seen with 02/04/2011, U.S. Attorney Anne M. To
Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles De
2 mentions1 same-page
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Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 9 Entity Information Alert ID: 1559801.11522860.36364841 Entity ID: 36364841 Entity Name: Southern Financial Services Inc. Address: Asheville. NC, UNITED STATES Event: . FRO - Fraud. Scams. Swindles ASC - Associated with, Seen with 02/04/2011, U.S. Attorney Anne M. To
harles Dennis McKittrick and Gerald F. Hunter. Jr., Defendants, and Springdale Investments, Inc., Relief Defendant. United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory
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Mutual Connections (38)
Entities connected to both Southern Financial Services Inc. and the District of South Carolina
George W. Bush
PERSON22 w/ Southern·4 w/ the
Bailey
PERSON22 w/ Southern·4 w/ the
Asheville
LOCATION22 w/ Southern·4 w/ the
ASC - Associated
ORGANIZATION22 w/ Southern·4 w/ the
AVL Properties
ORGANIZATION22 w/ Southern·4 w/ the
Securities Fraud, Mail Fraud
ORGANIZATION22 w/ Southern·4 w/ the
AT
Anne M. Tompkins
PERSON21 w/ Southern·4 w/ the
Organization: Southern Financial LLC
ORGANIZATION12 w/ Southern·6 w/ the
Prince Charles
PERSON3 w/ Southern·14 w/ the
RW
Richard M. Wooten
PERSON3 w/ Southern·13 w/ the
the Securities and Exchange Commission
ORGANIZATION3 w/ Southern·11 w/ the
Defendants Southern Financial Group
ORGANIZATION3 w/ Southern·10 w/ the
GH
Gerald F. Hunter
PERSON3 w/ Southern·9 w/ the
South Carolina
LOCATION2 w/ Southern·9 w/ the
Springdale Investments, Inc.
ORGANIZATION2 w/ Southern·8 w/ the
Charleston
LOCATION4 w/ Southern·5 w/ the
SEC Administrative Proceedings - 2005
ORGANIZATION3 w/ Southern·6 w/ the
UC Properties LLC
ORGANIZATION3 w/ Southern·6 w/ the
SEC Litigation Releases - 2003
ORGANIZATION2 w/ Southern·7 w/ the
the United States District Court
ORGANIZATION3 w/ Southern·4 w/ the