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S CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DriTriA rxeiturtraer SDNY_GM_00045888 O13-SDNY-0008692 EFrA_00 156477 EFTA01288840 Activity Sum m a ry (All amounts shaven are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
ed of 18 Lvery Voar Since 2007 SDNY_GAt_00045825 DB-SDNY-0008649 EFTA_001564134 EFTA01288797 Deutsche Asset & Wealth Management PO Boa 1778, Babimore, MO 21203 Portfolio Holdings (continued) Date Acquired Gamily Wit Cod Equities (continued) Common Stocks (continued) ALLIANZ SE SPONS AOR REPS
r Sine. ?007 DAL BAR RATED OOMMUNICATICW6 rxemsner rr.L.."—"ZrZtratanrr....—"=7 SDNY_GM_00045924 OB-SDNY-0008748 EFIA_00 156533 EFTA01288896 Activity Sum m a ry (All amounts shaven are in base currency) Oedits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secur
OMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet hY 1011A T
_GM_00046073 OB-SDNY-0008897 EFTA_00156682 EFTA01289045 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Micro Kn. Pon,, WeekniAinagenern Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Statement Period: 10/0112016 • 10/31/2016 Credits Year-to-Date Debits Year-to
SDNY_GM_00046104 OB-SDNY-0008928 EFTA_OOI 56713 EFTA01289076 Deutsche Asset & Wealth Management Desist...ma Prsair wean wary.. P.O. Elm 1778, Babimore, MO21203 Portfolio Holdings (continued) Dale Acquired Wag Vail Cod Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Opti
at are pending final reporting, and win provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16, 2015. Activity Sum m a ry (Ad amounts shown are an base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities SecunC
ATW COMMUNICATIONS rxenurmer SCINCGM_00048195 DB-SDNY-00 11019 EFTA_00 158804 EFTA01290832 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Portfolio Holdings (continued) Mmotts or. tar G•ctp De.ticta Nom M. g. *A Calor 11) Pant Annw.)00tHoct tine tr .\ nY IOVA 1/1)),VA-.
ormation. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Sum m a ry (Alf amounts show are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
EDCOMMUNICATIONS rxestmser SDNY_GM_00048292 DB-SDNY-001 1 1 16 EFTA_00I58390I EFTA01290929 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MO 21203 0tipluto Bag *nn VA•111OAielairowal Maf•M <Map CoesP Ditetkhe Gat* StOatt we Mew Malls 345 Fat Me" 24611m Ikreeibrk NY 1004 PH) 044T
tments.corn/ENfproductshnoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Sum m a ry (Ali amounts shown are in base cumency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest 850,03
lap a'rlatrionst .0:trian ire MS* SDNY_GM_00046935 OB-SDNY-OOO9759 EFTA_00 57544 EFTA01289907 Deutsche Asset & Wealth Management pa Oa 1778, Babimore, MD21203 Portfolio Holdings (continued) Oruisre Rant Prmair. *man Papmgenmt Pdaeat$ Caen., 6 ,0“) Detts1.4 la* Seltona Mee wan Onto la Put Annu
see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Sum m a ry (Al/ amounts shown are in base currency) Credits This Period Year•to•Date Debits This Period Year•to•Oate Dividends and Interest $30,3
MUMCATIONS rxciarnact SDNY_GM_00047015 DB-SDNY-0009839 EFTA_00157624 npranAL EFTA01289987 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MO21203 Dralsoo Rana Pnwale wean &Waren Weals teem,. 6 ,0“) Dettsch4 Mk Smolt. +t. mr..wart Ono. HI Pan Ya. Any_160. I ter Transactions by Typ
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Pershing LLC
ORGANIZATIONthe State of New York
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LOCATIONthe Pershing Customer Service Department
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ORGANIZATIONTHE BOARD OF GOVERNORS OF
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Ghislaine Maxwell
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