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S CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DriTriA rxeiturtraer SDNY_GM_00045888 O13-SDNY-0008692 EFrA_00 156477 EFTA01288840 Activity Sum m a ry (All amounts shaven are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date
& Wealth Management P.O. Boa 1778, Balamoro, MD 21203 DNS, ' Um PrmalP *man P......enan rivets <Dom. G.ouo IXMUM ML Sew Oa W. Mat *4 011ie HS Pia Asa. nth I bet Portfolio at a Glance Account Number: Statement Period: 1110112015 - 1113012015 This Period Year-to-Data SOUTHERN FINANCIAL LLC Beg
r Sine. ?007 DAL BAR RATED OOMMUNICATICW6 rxemsner rr.L.."—"ZrZtratanrr....—"=7 SDNY_GM_00045924 OB-SDNY-0008748 EFIA_00 156533 EFTA01288896 Activity Sum m a ry (All amounts shaven are in base currency) Oedits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secur
P.O. Box 1778, Balamore. MD 21203 Portfolio Holdings (continued) Dests4,e Um Poet. wean mvvrnent mavens tonna onts8,4 ML sectotes Now Mb lao HS Pia Asa. loth NON NY.** NY 101M Statement Period: 0610112/15 - 05/31/2815 Cost Basis on roved income securities may be adjusted for amortization, accretio
A_00 I 58661 EFTA01290689 Oroisev Ram Pnwile Weahn &Warm.% Pdwats Caen., waP Dests0A la* Selt,,la LaC Cskt PC moot MD 2120 HI Pan. /falter Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Year-lo-Date Debits Statement Period: 03/01/2014 • 03/3112014 This Period
DB-SDNY-00 10860 EFTA_00 158645 EFTA01290673 Destine e.n. Pnwair Warn lAymienms Marais tonne 6.0..P Deelsch• Sank Sta. hic Mar Teri Olio HS Pia Asa. loth Ike Mrs Ve( NY 101W Portfolio Holdings (continued) Statement Period: 04/0112014 • 04/3012014 P.L.110-343. the Emergency Economic Stabilizat
Entities connected to both Activity Sum and Pia Asa
Pershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONAccount Value
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONClient Service Information
ORGANIZATIONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONPie Chart
ORGANIZATION
Ghislaine Maxwell
PERSONON PERSHING'S
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONMoney Market Fund
ORGANIZATION
Moody's
ORGANIZATION