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NAME Southern Financial LLC ACCOUNT SUMMARY REPORT Quarter Ending December 31, 2013 PREPARED FOR Southern Financial LLC YOUR FINANCIAL ADVISOR TAZIA SMITH DEUTSCHE BANK ALEX. BROWN 345 PARK AVENUE 14TH FLOOR NEW YORK, NY 10154 212-454-2889 Prepared by: Lockwood@ ACCOUNT NUMBER N4G-023804 Notice R
nk Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htips:/Nmwdws-investments,corn/EN/products/money-market-funds-yields.jsp. Please note that all money market funds listed on the website m
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00156316 EFTA01288679 PO eat 1710. IlieltweateMD21203 SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: TAZIA SMITH Destine 14m POnle VOIP40AlMfrwad Weals Cowan Gmt,p DestuN Sat StueNei 4%. Nourfrt HS Psi Asa. unmoor Ms** NY 101$4 Account Number: Statement
nk Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpsitiimw.dws-investments.com/ENIproductsimoney-market-funds-yields.jsp. Please note that all money market funds kited on the website m
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rcentage. You are 100% invested mi bonds with a bond quality of BAA.ower. Client Service Information Your Client Advisor: TDS Contact Inform anon TAZIA SMITH 345 PARK AVENUE 14Th FLOOR NEW YORK NY 10154 Telephone Number: 1212) 454.2889 Page 104112 Account Nun bur & Ral*d !venom r119969CSF300IS (M
nk Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:/Awnv.divs-investments.conVENfproducts/rnoney-market-funds-Welds.jsp. Please note that all money market funds listed on the website
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Entities connected to both TAZIA SMITH and the DWS Investments
Pershing
LOCATION4 w/ TAZIA·18 w/ the
the Options Clearing Corporation
ORGANIZATION4 w/ TAZIA·10 w/ the
Pershing LLC
ORGANIZATION4 w/ TAZIA·10 w/ the
the Pershing Customer Service Department
ORGANIZATION4 w/ TAZIA·10 w/ the
the State of New York
LOCATION4 w/ TAZIA·10 w/ the
Legal Department
ORGANIZATION4 w/ TAZIA·10 w/ the
Account Value
ORGANIZATION3 w/ TAZIA·10 w/ the
Ghislaine Maxwell
PERSON3 w/ TAZIA·9 w/ the
THE BOARD OF GOVERNORS OF
ORGANIZATION4 w/ TAZIA·8 w/ the
TAXABLE
ORGANIZATION4 w/ TAZIA·8 w/ the
Money Market Fund
ORGANIZATION4 w/ TAZIA·8 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION4 w/ TAZIA·8 w/ the
THE CLEARING FACILITY
ORGANIZATION4 w/ TAZIA·8 w/ the
Jeff Sessions
PERSON4 w/ TAZIA·8 w/ the
INDEBTED TO PERSHING LLC
ORGANIZATION4 w/ TAZIA·8 w/ the
Securities Investor Protection Corporation
ORGANIZATION4 w/ TAZIA·7 w/ the
Client Service Information
ORGANIZATION3 w/ TAZIA·8 w/ the
Pie Chart
ORGANIZATION2 w/ TAZIA·8 w/ the
TIME PERSHING
ORGANIZATION3 w/ TAZIA·7 w/ the
Moody's
ORGANIZATION4 w/ TAZIA·6 w/ the