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OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECUTION: NOTWITHSTANDING THE P
LLC. ONFIDE1SMAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num ber. Go paperless Rated tneller4 Envy V.. , Weer 2007 DAL BAR RA TED COMMUNCA TIONS rxanamer SDNY_GM_00045953 DB-SDNY-0008777 EFTA_00 156562 EFTA01288925 Deutsche Asset & Wealth Management PO Boa 1776, Balamore. MO21203 Inc
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE P
CRIM. P. 6(e) ON Fl DESMA L SOUTHERN LLC. Page2018 Account Num ber. 144G-023804 Go paperless Rioted taallordi Um,. Vs.. Lace 2007 CALMAR RA TED COMMUNCA TIONS rxemrtraer SDNCGM_00046212 DB-SDNY-0009036 EFTA_00156821 EFTA01289184 Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 D
OR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWRHSTANDING THE PR
Go paperless ThE TC; uTO N F I Drark L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Rated Coroner. (very Va. Lace 2007 DAL BAR RA TED COMMUNCA TIONS rxartmser Page 3 of 9 SDNY_Gf..4_00048320 DB-SDNY-00 11144 EFTA_00158929 EFTA01290957 Portfolio Holdings (continued) Cale Awdred °oaetity
Entities connected to both BNY MELLON CAPITAL MARKETS and TED COMMUNCA TIONS
THE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION