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AN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM, THE PERMANENT RECORD OF THE SEPARATE ACCJMINT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST.
le/ Loa Estimated Estimated Annual Income Yield Security Identifier: DXJ CUSP:. 97717W851 Page 10021 kimpdtacelbM LveryyearSince 2007 ROLL SOL THERA DAMARRA rxciurmer TO)COAVAUNCATK*6 COLIKI F I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number: Go paperless DrTriA SDNY_GM_00
IN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REOUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
orting rules are defined as ncin-retirement. Page10 of 21 PRA,' VOII: Account Num ber Go paperless a Rated tacolle nil L yen! year since 2907 SOL THERA , oinFoneTTAL clgt`gigwc°"•""r-Anais CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) ..113 -2::::: • /..8..A=4....'""e= SDNY_GM_00045921 OB-SDNY
TAIN A MARGIN ACCOUNT. THIS IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST.
SUANT TO FED. R CRIM. P. 6(e) Page 11 of 19 Account Num ber. N4G-023804 [mailer/I DALO RATED COMMUNICATIONS GO paperless ',try Vs., since 2007 SOL THERA C5. LLC. N F I DrmTiAL NCI te a 7=7:17= " " " —0-•••Ainne SDNY_GM_00046202 OB-SDNY-0009026 EFTA_00156811 EFTA01289174 Portfolio Holdings (c
AIN A MARGIN ACCOUNT. THIS IS A COMMNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Arrn INT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST.
re marked WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Wink, Rot t SOL THERA COrenNYEIDAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num ben N4G-023 12 Go paperless Nei one Rated excellent, Every Yea.
Entities connected to both THE BOARD OF GOVERNORS OF and SOL THERA
THE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONTIME PERSHING
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONMoney Market Fund
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