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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABL
LLC. ONFIDE1SMAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num ber. Go paperless Rated tneller4 Envy V.. , Weer 2007 DAL BAR RA TED COMMUNCA TIONS rxanamer SDNY_GM_00045953 DB-SDNY-0008777 EFTA_00 156562 EFTA01288925 Deutsche Asset & Wealth Management PO Boa 1776, Balamore. MO21203 Inc
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
CRIM. P. 6(e) ON Fl DESMA L SOUTHERN LLC. Page2018 Account Num ber. 144G-023804 Go paperless Rioted taallordi Um,. Vs.. Lace 2007 CALMAR RA TED COMMUNCA TIONS rxemrtraer SDNCGM_00046212 DB-SDNY-0009036 EFTA_00156821 EFTA01289184 Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 D
COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
Go paperless ThE TC; uTO N F I Drark L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Rated Coroner. (very Va. Lace 2007 DAL BAR RA TED COMMUNCA TIONS rxartmser Page 3 of 9 SDNY_Gf..4_00048320 DB-SDNY-00 11144 EFTA_00158929 EFTA01290957 Portfolio Holdings (continued) Cale Awdred °oaetity
Entities connected to both THE CLEARING FACILITY and TED COMMUNCA TIONS
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONTAXABLE
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONthe State of New York
LOCATIONPershing
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATIONJersey City
LOCATION