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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
7 DAL BAR RATEDCOMMUNICATIONS T %Ca L MICR SDNY_GM_00045551 OB-SDNY-00O8375 EFrA_00 I 56160 EFTA01288523 Deutsche Asset & Wealth Management P.O. Boa 1778, BaMimonx, MO 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cod Fixed Income (continued) Corporate Bonds (continued) SERVIC
2 mentions1 same-page
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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABL
LAMAR RATED COMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet h
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COUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE
2007 DALBAR RATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I
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COUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE
Deutsche Asset & Wealth Management P.O. Boa 1778, Babimare, MO 21203 Transactions by Type of Activity (continued) Protest/ Trade! Settlement Transaction Date Date Activity T Description Dra
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Mutual Connections (130)
Entities connected to both THE CLEARING FACILITY and P.O. Boa 1778
THE FEDERAL RESERVE SYSTEM
ORGANIZATION73 w/ THE·4 w/ P.O.
THE BOARD OF GOVERNORS OF
ORGANIZATION73 w/ THE·4 w/ P.O.
CUSTOMS
ORGANIZATION70 w/ THE·4 w/ P.O.
USAGES
ORGANIZATION69 w/ THE·4 w/ P.O.
Jeff Sessions
PERSON69 w/ THE·4 w/ P.O.
ON PERSHING'S
ORGANIZATION68 w/ THE·4 w/ P.O.
INDEBTED TO PERSHING LLC
ORGANIZATION64 w/ THE·3 w/ P.O.
BNY MELLON CAPITAL MARKETS
ORGANIZATION56 w/ THE·2 w/ P.O.
TAXABLE
ORGANIZATION51 w/ THE·4 w/ P.O.
TIME PERSHING
ORGANIZATION50 w/ THE·2 w/ P.O.
the Pershing Customer Service Department
ORGANIZATION43 w/ THE·6 w/ P.O.
Pershing
LOCATION42 w/ THE·6 w/ P.O.
the State of New York
LOCATION42 w/ THE·6 w/ P.O.
Pershing LLC
ORGANIZATION41 w/ THE·6 w/ P.O.
Legal Department
ORGANIZATION41 w/ THE·6 w/ P.O.
the Options Clearing Corporation
ORGANIZATION35 w/ THE·6 w/ P.O.
Client Service Information
ORGANIZATION36 w/ THE·5 w/ P.O.
Securities Investor Protection Corporation
ORGANIZATION34 w/ THE·5 w/ P.O.
Pie Chart
ORGANIZATION33 w/ THE·5 w/ P.O.
Money Market Fund
ORGANIZATION30 w/ THE·4 w/ P.O.