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of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in exces
CRIM. P. 6(e) CONFIDAENTIAL [Mal if Pel otriwtifietrZraNtitOesiZionlININIII0••• SDW_Cat00047662 DB-SONY-0010486 EF1'A_00158271 EFTA01290299 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of some arbitration forums may impose time limits for bringing a darn in arb
of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess
n, Van Mce 2007 DAL BAR RA T 02 COMMUNICATIONS rxenutraer oatarrortr:=2..r....' SDNY_GM_00045949 OB-SDNY-0008773 EFrA_001 56558 EFTA01288921 Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatica
of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess
wiAlenti Event Yew Sinew 2007 DAL MR RATED COMMON1C*710MS IPPOIL I. MCP ...r.t. SDNY_GM_00047938 OB-SDNY-0010762 EFIA_OO158547 EFTA01290575 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial instituti
of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess
lent, T.. ° " •1 4). , Mt.'s 1: SDNY_GM_00048154 CONFIDENTIAL — PURSUANT TO FED. R DRIM. P. 6(e) OB-SDNY-0010976 EFTA_00158763 EFTA01290791 Important Information and Disclosures (continued) Important Arbitration Disclosures (contmued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eli
of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the $ecurities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess
RSUANT TO FED. R. CRIM. P. 6(e) Chissw•puiveueo•OnaliMill.0.••••••••••••••••••••• SDNY_GM_00046895 DB-SDNY-0009719 EFTA_00 157504 EFTA01289867 Important Information and Disclosures (continued) Oralsre RIM .0•410 'MY, Paamir,tat POweets Conetar Dettflh• km k,von m< MrsVert Mo. 14 ion einnws. War wet WI 101S. IM)454.78411.
Entities connected to both SIPC1 and Important Information and Disclosures
the State of New York
LOCATIONPershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONLegal Department
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONAccount Value
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATION
Ghislaine Maxwell
PERSONINDEBTED TO PERSHING LLC
ORGANIZATION